UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
| $8.97M | ﹤0.01% |
422,283
+11,703
| +3% | +$240K |
|
1852
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
| $8.96M | ﹤0.01% |
446,170
-56,872
| -11% | -$1.17M |
|
|
CXO
1853
CALL
DELISTED
CONCHO RESOURCES INC.
CXO
| $8.94M | ﹤0.01% |
131,700
+71,200
| +118% | +$5.79M |
|
1854
PUT
Banco Bradesco
BBD
$37.9B
| $8.94M | ﹤0.01% |
1,461,438
+545,710
| +60% | +$3.61M |
|
1855
Thor Industries
THO
$4.14B
| $8.94M | ﹤0.01% |
157,812
-96,092
| -38% | -$5.04M |
|
1856
CALL
VanEck Semiconductor ETF
SMH
$71.6B
| $8.94M | ﹤0.01% |
+150,000
| New | +$8.68M |
|
|
CHI
1857
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
| $8.88M | ﹤0.01% |
853,385
+123,403
| +17% | +$1.3M |
|
|
IBML
1858
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
| $8.88M | ﹤0.01% |
344,883
-23,484
| -6% | -$607K |
|
1859
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
| $8.84M | ﹤0.01% |
158,813
-109,143
| -41% | -$6.05M |
|
1860
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.05B
| $8.82M | ﹤0.01% |
370,000
| – | – |
|
1861
CALL
DaVita
DVA
$12B
| $8.82M | ﹤0.01% |
+154,600
| New | +$8.98M |
|
1862
Hess Midstream
HESM
$5.15B
| $8.82M | ﹤0.01% |
457,934
-67,805
| -13% | -$1.32M |
|
1863
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $8.8M | ﹤0.01% |
113,400
-998,400
| -90% | -$76.6M |
|
1864
Lumentum
LITE
$64.3B
| $8.8M | ﹤0.01% |
164,245
+28,344
| +21% | +$1.6M |
|
1865
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
| $8.79M | ﹤0.01% |
584,443
-169,891
| -23% | -$2.6M |
|
1866
CALL
Frontdoor
FTDR
$5.36B
| $8.76M | ﹤0.01% |
180,300
+110,300
| +158% | +$5.33M |
|
1867
Barclays
BCS
$95.9B
| $8.76M | ﹤0.01% |
1,192,795
-213,256
| -15% | -$1.54M |
|
1868
W.R. Berkley
WRB
$26.8B
| $8.74M | ﹤0.01% |
272,239
+37,535
| +16% | +$1.17M |
|
|
BZUN
1869
Baozun
BZUN
$172M
| $8.72M | ﹤0.01% |
204,174
+99,370
| +95% | +$4.72M |
|
1870
Gentherm
THRM
$1.28B
| $8.71M | ﹤0.01% |
211,896
-120,134
| -36% | -$4.75M |
|
1871
BioCryst Pharmaceuticals
BCRX
$2.31B
| $8.7M | ﹤0.01% |
3,037,809
+835,015
| +38% | +$2.6M |
|
1872
Vistra
VST
$47.4B
| $8.7M | ﹤0.01% |
325,289
-193,573
| -37% | -$4.6M |
|
1873
Crown Holdings
CCK
$13.3B
| $8.69M | ﹤0.01% |
131,598
+20,777
| +19% | +$1.33M |
|
1874
Invesco Dorsey Wright Technology Momentum ETF
PTF
$639M
| $8.69M | ﹤0.01% |
380,175
-134,157
| -26% | -$3.4M |
|
1875
Sea Limited
SE
$70.4B
| $8.68M | ﹤0.01% |
280,558
+174,346
| +164% | +$5.85M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.