UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
PUT
Universal Health Services
UHS
$10.5B
| $13.4M | ﹤0.01% |
96,500
-3,500
| -4% | -$530K |
|
1827
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $13.3M | ﹤0.01% |
525,203
+181,918
| +53% | +$4.62M |
|
1828
Lear
LEA
$8.18B
| $13.3M | ﹤0.01% |
84,898
+29,389
| +53% | +$4.81M |
|
|
HEP
1829
DELISTED
Holly Energy Partners, L.P.
HEP
| $13.3M | ﹤0.01% |
724,259
-9,502
| -1% | -$185K |
|
1830
PENN Entertainment
PENN
$2.7B
| $13.3M | ﹤0.01% |
183,129
-146,351
| -44% | -$10.8M |
|
1831
Ryan Specialty Holdings
RYAN
$5.55B
| $13.3M | ﹤0.01% |
+391,756
| New | +$12.4M |
|
1832
abrdn Physical Silver Shares ETF
SIVR
$4.42B
| $13.3M | ﹤0.01% |
620,767
+27,974
| +5% | +$655K |
|
|
AIO
1833
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
| $13.2M | ﹤0.01% |
496,288
-3,910
| -0.8% | -$107K |
|
1834
Bio-Techne
TECH
$11.3B
| $13.2M | ﹤0.01% |
108,964
+20,332
| +23% | +$2.47M |
|
1835
CALL
XPeng
XPEV
$11.6B
| $13.2M | ﹤0.01% |
370,934
+125,934
| +51% | +$5M |
|
1836
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $13.2M | ﹤0.01% |
635,418
+260,945
| +70% | +$5.42M |
|
1837
CALL
Futu Holdings
FUTU
$15.3B
| $13.2M | ﹤0.01% |
144,690
+76,590
| +112% | +$8.45M |
|
1838
CALL
Waste Management
WM
$91B
| $13.2M | ﹤0.01% |
88,044
-40,000
| -31% | -$5.99M |
|
1839
CALL
Abbott
ABT
$187B
| $13.1M | ﹤0.01% |
111,133
| – | – |
|
1840
Ericsson
ERIC
$33.3B
| $13.1M | ﹤0.01% |
1,170,588
-214,362
| -15% | -$2.53M |
|
1841
Vinci Compass Investments Ltd
VINP
$660M
| $13M | ﹤0.01% |
1,001,129
+349,329
| +54% | +$4.67M |
|
1842
CALL
Cognizant
CTSH
$26B
| $12.9M | ﹤0.01% |
174,510
-31,300
| -15% | -$2.31M |
|
1843
Synaptics
SYNA
$4.15B
| $12.9M | ﹤0.01% |
72,019
-18,383
| -20% | -$3.09M |
|
1844
CALL
Amcor
AMCR
$22.1B
| $12.9M | ﹤0.01% |
223,280
+68,218
| +44% | +$4.07M |
|
|
ZNGA
1845
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $12.9M | ﹤0.01% |
+1,717,600
| New | +$15.6M |
|
1846
United Parks & Resorts
PRKS
$2.12B
| $12.9M | ﹤0.01% |
233,344
+81,299
| +53% | +$4.09M |
|
1847
CALL
Philip Morris
PM
$295B
| $12.9M | ﹤0.01% |
135,964
+48,432
| +55% | +$4.87M |
|
1848
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.1B
| $12.9M | ﹤0.01% |
198,630
+94
| +0% | +$6.32K |
|
1849
Clarivate
CLVT
$1.16B
| $12.9M | ﹤0.01% |
587,353
+158,437
| +37% | +$3.85M |
|
1850
Boyd Gaming
BYD
$6.06B
| $12.9M | ﹤0.01% |
203,252
-12,284
| -6% | -$728K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.