UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DPG
1826
Duff & Phelps Utility and Infrastructure Fund
DPG
$524M
| $5.64M | ﹤0.01% |
597,320
-26,445
| -4% | -$365K |
|
1827
Madison Square Garden
MSGS
$9.39B
| $5.64M | ﹤0.01% |
37,408
-22,268
| -37% | -$4.32M |
|
|
CMBT
1828
CMB.TECH NV
CMBT
$4.73B
| $5.64M | ﹤0.01% |
499,799
+27,876
| +6% | +$287K |
|
|
FSCT
1829
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
| $5.64M | ﹤0.01% |
178,430
+31,371
| +21% | +$982K |
|
1830
TripAdvisor
TRIP
$1.26B
| $5.63M | ﹤0.01% |
323,505
-1,048,167
| -76% | -$26.6M |
|
|
NIE
1831
Virtus Equity & Convertible Income Fund
NIE
$732M
| $5.61M | ﹤0.01% |
301,747
+92,194
| +44% | +$2.02M |
|
1832
iShares MSCI Europe Financials ETF
EUFN
$4.29B
| $5.61M | ﹤0.01% |
447,501
-159,107
| -26% | -$2.71M |
|
|
BPYU
1833
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
| $5.6M | ﹤0.01% |
659,864
+35,682
| +6% | +$579K |
|
|
MGP
1834
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
| $5.6M | ﹤0.01% |
236,627
-5,183
| -2% | -$147K |
|
|
MNK
1835
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $5.59M | ﹤0.01% |
2,824,168
-200,097
| -7% | -$758K |
|
1836
NIO
NIO
$11.9B
| $5.58M | ﹤0.01% |
2,008,631
-69,759
| -3% | -$260K |
|
1837
Alcoa
AA
$13.2B
| $5.58M | ﹤0.01% |
906,097
+330,281
| +57% | +$4.53M |
|
1838
CALL
Chevron
CVX
$366B
| $5.58M | ﹤0.01% |
77,000
-2,500
| -3% | -$247K |
|
|
NBH
1839
Neuberger Municipal Fund Inc
NBH
$304M
| $5.57M | ﹤0.01% |
380,142
-25,747
| -6% | -$392K |
|
|
JWN
1840
DELISTED
Nordstrom
JWN
| $5.57M | ﹤0.01% |
362,903
-88,729
| -20% | -$2.96M |
|
1841
CALL
Honeywell
HON
$78B
| $5.57M | ﹤0.01% |
44,138
+32,997
| +296% | +$5.1M |
|
1842
BlackRock Enhanced Global Dividend Trust
BOE
$684M
| $5.56M | ﹤0.01% |
670,590
-100,236
| -13% | -$1.01M |
|
1843
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
| $5.56M | ﹤0.01% |
531,999
+25,926
| +5% | +$338K |
|
1844
Knight Transportation
KNX
$11.4B
| $5.54M | ﹤0.01% |
168,941
-94,914
| -36% | -$3.36M |
|
1845
Boise Cascade
BCC
$3.02B
| $5.52M | ﹤0.01% |
232,295
+100,700
| +77% | +$3.42M |
|
1846
CALL
Carvana
CVNA
$77.9B
| $5.5M | ﹤0.01% |
499,500
-412,500
| -45% | -$6.38M |
|
1847
Alkermes
ALKS
$8.25B
| $5.5M | ﹤0.01% |
381,264
+324,621
| +573% | +$5.8M |
|
1848
PUT
RTX Corp
RTX
$301B
| $5.48M | ﹤0.01% |
92,321
-61,812
| -40% | -$5.23M |
|
1849
Under Armour
UAA
$2.6B
| $5.48M | ﹤0.01% |
594,820
+143,160
| +32% | +$2.3M |
|
1850
iShares Morningstar US Equity ETF
ILCB
$1.32B
| $5.47M | ﹤0.01% |
149,408
-179,068
| -55% | -$7.84M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.