UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PACW
1826
DELISTED
PacWest Bancorp
PACW
| $9.26M | ﹤0.01% |
254,813
+21,917
| +9% | +$792K |
|
|
ETW
1827
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.05B
| $9.23M | ﹤0.01% |
955,123
-32,854
| -3% | -$316K |
|
1828
PUT
Waste Management
WM
$89.7B
| $9.2M | ﹤0.01% |
80,000
-56,200
| -41% | -$6.56M |
|
1829
Federal Signal
FSS
$7.95B
| $9.19M | ﹤0.01% |
280,788
+11,710
| +4% | +$348K |
|
1830
SFL Corp
SFL
$1.58B
| $9.19M | ﹤0.01% |
654,327
-24,134
| -4% | -$324K |
|
1831
PUT
Bausch Health
BHC
$2.35B
| $9.18M | ﹤0.01% |
420,000
+88,600
| +27% | +$2.03M |
|
1832
PUT
Palo Alto Networks
PANW
$296B
| $9.17M | ﹤0.01% |
+270,000
| New | +$9.56M |
|
1833
PUT
Masco
MAS
$15.2B
| $9.17M | ﹤0.01% |
+220,000
| New | +$8.82M |
|
1834
ALPS Equal Sector Weight ETF
EQL
$769M
| $9.13M | ﹤0.01% |
362,127
-22,992
| -6% | -$574K |
|
1835
Apple Hospitality REIT
APLE
$3.91B
| $9.12M | ﹤0.01% |
550,236
+158,240
| +40% | +$2.5M |
|
1836
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
| $9.1M | ﹤0.01% |
188,292
-15,524
| -8% | -$727K |
|
1837
CALL
Wyndham Hotels & Resorts
WH
$5.65B
| $9.1M | ﹤0.01% |
175,800
+18,100
| +11% | +$989K |
|
1838
MasTec
MTZ
$21.4B
| $9.08M | ﹤0.01% |
139,833
+99,477
| +246% | +$5.81M |
|
1839
Kilroy Realty
KRC
$4.5B
| $9.07M | ﹤0.01% |
116,509
-2,151
| -2% | -$167K |
|
1840
New Mountain Finance
NMFC
$694M
| $9.07M | ﹤0.01% |
665,320
-42,519
| -6% | -$580K |
|
|
FOCS
1841
PUT
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $9.06M | ﹤0.01% |
380,700
+317,400
| +501% | +$7.81M |
|
1842
Ingersoll Rand
IR
$34.9B
| $9.05M | ﹤0.01% |
319,878
+5,972
| +2% | +$185K |
|
1843
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.77B
| $9.05M | ﹤0.01% |
238,271
+18,895
| +9% | +$707K |
|
1844
PUT
Avis
CAR
$4.9B
| $9.04M | ﹤0.01% |
320,000
-750,000
| -70% | -$23M |
|
1845
ASE Group
ASX
$80.9B
| $9.04M | ﹤0.01% |
2,025,962
-1,241,652
| -38% | -$5.46M |
|
|
HOUS
1846
DELISTED
Anywhere Real Estate
HOUS
| $9.03M | ﹤0.01% |
1,351,353
+707,696
| +110% | +$4.09M |
|
|
AVP
1847
PUT
DELISTED
Avon Products, Inc.
AVP
| $9.02M | ﹤0.01% |
+2,049,000
| New | +$8.65M |
|
1848
LKQ Corp
LKQ
$6.1B
| $9.01M | ﹤0.01% |
286,573
+95,028
| +50% | +$2.6M |
|
|
HPS
1849
John Hancock Preferred Income Fund III
HPS
$460M
| $9M | ﹤0.01% |
449,600
-13,856
| -3% | -$268K |
|
1850
Gaming and Leisure Properties
GLPI
$12.7B
| $8.98M | ﹤0.01% |
234,886
+49,592
| +27% | +$1.9M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.