UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Leggett & Platt
LEG
$1.31B
| $12.8M | ﹤0.01% |
502,885
+288,585
| +135% | +$8.11M |
|
1802
Sociedad Química y Minera de Chile
SQM
$20.6B
| $12.7M | ﹤0.01% |
213,160
+90,843
| +74% | +$6.13M |
|
1803
CALL
Hewlett Packard
HPE
$70.5B
| $12.7M | ﹤0.01% |
731,900
+33,700
| +5% | +$580K |
|
|
FISV
1804
CALL
Fiserv Inc
FISV
$27.9B
| $12.7M | ﹤0.01% |
112,500
-108,000
| -49% | -$13.3M |
|
1805
Rambus
RMBS
$11B
| $12.7M | ﹤0.01% |
227,776
+95,362
| +72% | +$5.41M |
|
1806
John Hancock Multifactor Small Cap ETF
JHSC
$744M
| $12.7M | ﹤0.01% |
393,931
+9,014
| +2% | +$303K |
|
1807
CALL
Marathon Petroleum
MPC
$83.7B
| $12.7M | ﹤0.01% |
83,700
+38,700
| +86% | +$5.39M |
|
1808
PUT
Restaurant Brands International
QSR
$25.8B
| $12.7M | ﹤0.01% |
190,000
-100,000
| -34% | -$7.18M |
|
|
CTRA
1809
CALL
DELISTED
Coterra Energy
CTRA
| $12.6M | ﹤0.01% |
466,600
+348,600
| +295% | +$9.5M |
|
1810
Lamar Advertising Co
LAMR
$16.3B
| $12.6M | ﹤0.01% |
151,191
+3,676
| +2% | +$337K |
|
1811
Dolby
DLB
$5.79B
| $12.6M | ﹤0.01% |
159,150
+3,389
| +2% | +$284K |
|
1812
PUT
American Tower
AMT
$80.4B
| $12.6M | ﹤0.01% |
76,600
-30,000
| -28% | -$5.48M |
|
1813
CALL
Lockheed Martin
LMT
$136B
| $12.6M | ﹤0.01% |
30,800
| – | – |
|
1814
OSI Systems
OSIS
$3.89B
| $12.6M | ﹤0.01% |
106,565
-309
| -0.3% | -$37.3K |
|
1815
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
| $12.6M | ﹤0.01% |
438,140
-15,204
| -3% | -$454K |
|
1816
CALL
Philip Morris
PM
$295B
| $12.5M | ﹤0.01% |
135,400
| – | – |
|
1817
Invesco Ultra Short Duration ETF
GSY
$3.9B
| $12.5M | ﹤0.01% |
252,089
+68,236
| +37% | +$3.39M |
|
1818
CALL
Blackrock
BLK
$176B
| $12.5M | ﹤0.01% |
19,300
+5,276
| +38% | +$3.69M |
|
1819
Etsy
ETSY
$7.85B
| $12.4M | ﹤0.01% |
192,663
+149,061
| +342% | +$11.8M |
|
1820
Donaldson
DCI
$11.4B
| $12.4M | ﹤0.01% |
208,577
-1,810
| -0.9% | -$112K |
|
1821
WisdomTree International Equity Fund
DWM
$697M
| $12.4M | ﹤0.01% |
256,571
+3,528
| +1% | +$176K |
|
1822
BlackRock MuniYield Quality Fund
MQY
$817M
| $12.4M | ﹤0.01% |
1,210,998
-58,486
| -5% | -$657K |
|
1823
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
| $12.4M | ﹤0.01% |
274,775
+37,424
| +16% | +$1.73M |
|
1824
PUT
UBS Group
UBS
$176B
| $12.4M | ﹤0.01% |
502,294
-113,517
| -18% | -$2.65M |
|
1825
Alnylam Pharmaceuticals
ALNY
$29.3B
| $12.4M | ﹤0.01% |
69,902
-3,641
| -5% | -$695K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.