UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Vornado Realty Trust
VNO
$7.38B
| $13.8M | ﹤0.01% |
329,559
+133,899
| +68% | +$5.77M |
|
1802
Davis Select US Equity ETF
DUSA
$1.27B
| $13.8M | ﹤0.01% |
408,331
-23,793
| -6% | -$829K |
|
1803
iShares Latin America 40 ETF
ILF
$3.76B
| $13.8M | ﹤0.01% |
519,676
+90,776
| +21% | +$2.65M |
|
|
WBA
1804
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $13.8M | ﹤0.01% |
292,800
-24,800
| -8% | -$1.2M |
|
1805
CALL
Southern Company
SO
$107B
| $13.8M | ﹤0.01% |
222,233
-15,300
| -6% | -$985K |
|
1806
CGI
GIB
$15.5B
| $13.8M | ﹤0.01% |
162,383
+15,158
| +10% | +$1.36M |
|
1807
CALL
Alcoa
AA
$13.2B
| $13.8M | ﹤0.01% |
281,185
+105,000
| +60% | +$4.44M |
|
1808
CALL
Analog Devices
ADI
$190B
| $13.7M | ﹤0.01% |
82,054
-69,800
| -46% | -$11.7M |
|
|
DISH
1809
CALL
DELISTED
DISH Network Corp.
DISH
| $13.7M | ﹤0.01% |
316,000
| – | – |
|
1810
Nomad Foods
NOMD
$1.68B
| $13.7M | ﹤0.01% |
497,966
+3,924
| +0.8% | +$107K |
|
1811
Starwood Property Trust
STWD
$6.09B
| $13.7M | ﹤0.01% |
562,127
+47,708
| +9% | +$1.22M |
|
|
HIX
1812
Western Asset High Income Fund II
HIX
$355M
| $13.7M | ﹤0.01% |
1,913,823
+250,782
| +15% | +$1.86M |
|
1813
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
| $13.7M | ﹤0.01% |
375,415
+9,115
| +2% | +$333K |
|
1814
PUT
Rio Tinto
RIO
$164B
| $13.7M | ﹤0.01% |
204,900
+99,900
| +95% | +$7.79M |
|
1815
Alliant Energy
LNT
$18B
| $13.7M | ﹤0.01% |
244,269
+101,041
| +71% | +$5.97M |
|
1816
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.23B
| $13.7M | ﹤0.01% |
242,746
-17,240
| -7% | -$985K |
|
1817
CALL
Universal Health Services
UHS
$10.5B
| $13.6M | ﹤0.01% |
98,600
| – | – |
|
1818
CALL
Northrop Grumman
NOC
$81.2B
| $13.6M | ﹤0.01% |
37,810
+7,482
| +25% | +$2.7M |
|
1819
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
| $13.6M | ﹤0.01% |
411,122
+164,645
| +67% | +$5.61M |
|
1820
CALL
Procter & Gamble
PG
$339B
| $13.6M | ﹤0.01% |
97,046
+12,880
| +15% | +$1.83M |
|
1821
CALL
Costco
COST
$420B
| $13.5M | ﹤0.01% |
30,065
+1,900
| +7% | +$835K |
|
1822
Evergy
EVRG
$19.2B
| $13.5M | ﹤0.01% |
216,962
-36,586
| -14% | -$2.4M |
|
1823
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$890M
| $13.5M | ﹤0.01% |
524,698
+394,525
| +303% | +$10.2M |
|
1824
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
| $13.4M | ﹤0.01% |
127,131
-416,751
| -77% | -$45.1M |
|
1825
Rexford Industrial Realty
REXR
$8.19B
| $13.4M | ﹤0.01% |
235,314
+5,184
| +2% | +$313K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.