UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$99M
| $9.49M | ﹤0.01% |
186,823
-4,651
| -2% | -$236K |
|
1802
PUT
Cigna
CI
$71.5B
| $9.49M | ﹤0.01% |
62,500
| – | – |
|
1803
VICI Properties
VICI
$29.1B
| $9.46M | ﹤0.01% |
417,674
+30,749
| +8% | +$671K |
|
1804
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
| $9.46M | ﹤0.01% |
145,932
+4,718
| +3% | +$299K |
|
1805
Rexford Industrial Realty
REXR
$8.26B
| $9.44M | ﹤0.01% |
214,496
+127,294
| +146% | +$5.44M |
|
1806
Neurocrine Biosciences
NBIX
$16.4B
| $9.44M | ﹤0.01% |
104,759
+73,000
| +230% | +$6.82M |
|
|
CALY
1807
Callaway Golf Company
CALY
$3.41B
| $9.43M | ﹤0.01% |
486,011
+262,034
| +117% | +$4.76M |
|
1808
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
| $9.42M | ﹤0.01% |
107,740
-2,271
| -2% | -$195K |
|
1809
DexCom
DXCM
$31.2B
| $9.4M | ﹤0.01% |
251,916
-119,712
| -32% | -$4.65M |
|
|
BPMP
1810
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
| $9.38M | ﹤0.01% |
642,653
+95,341
| +17% | +$1.44M |
|
1811
Atlassian
TEAM
$28.8B
| $9.38M | ﹤0.01% |
74,772
-49,294
| -40% | -$6.71M |
|
1812
Donaldson
DCI
$11.3B
| $9.37M | ﹤0.01% |
179,939
-8,432
| -4% | -$417K |
|
1813
CALL
Northrop Grumman
NOC
$79.2B
| $9.37M | ﹤0.01% |
+25,000
| New | +$8.85M |
|
|
ISCA
1814
DELISTED
International Speedway Corp
ISCA
| $9.37M | ﹤0.01% |
208,050
-95,981
| -32% | -$4.33M |
|
|
XLRN
1815
DELISTED
Acceleron Pharma
XLRN
| $9.35M | ﹤0.01% |
236,744
+53,897
| +29% | +$2.34M |
|
1816
Avery Dennison
AVY
$13.3B
| $9.35M | ﹤0.01% |
82,349
+2,855
| +4% | +$326K |
|
1817
iShares Morningstar US Equity ETF
ILCB
$1.31B
| $9.33M | ﹤0.01% |
222,288
+49,628
| +29% | +$2.06M |
|
1818
BlackRock TCP Capital
TCPC
$294M
| $9.33M | ﹤0.01% |
688,516
-58,288
| -8% | -$803K |
|
1819
Kontoor Brands
KTB
$4.62B
| $9.32M | ﹤0.01% |
265,594
+17,399
| +7% | +$565K |
|
1820
iShares MSCI Taiwan ETF
EWT
$10.6B
| $9.31M | ﹤0.01% |
256,014
-9,198
| -3% | -$324K |
|
1821
RLJ Lodging Trust
RLJ
$1.89B
| $9.31M | ﹤0.01% |
547,764
+137,923
| +34% | +$2.34M |
|
1822
Macy's
M
$6.71B
| $9.3M | ﹤0.01% |
598,354
-118,462
| -17% | -$2.19M |
|
1823
iShares Mortgage Real Estate ETF
REM
$537M
| $9.3M | ﹤0.01% |
220,654
+10,757
| +5% | +$454K |
|
1824
PUT
Electronic Arts
EA
$52.9B
| $9.29M | ﹤0.01% |
95,000
+33,400
| +54% | +$3.14M |
|
1825
Raymond James Financial
RJF
$34.7B
| $9.27M | ﹤0.01% |
168,678
+3,456
| +2% | +$188K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.