UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$602M |
| 2 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$296M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$256M |
| 4 |
Enterprise Products Partners
EPD
|
+$252M |
| 5 |
Charter Communications
CHTR
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.22B |
| 2 |
CVS Health
CVS
|
+$465M |
| 3 |
Mondelez International
MDLZ
|
+$382M |
| 4 |
SHPG
Shire pic
SHPG
|
+$221M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$139M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.78% |
| 2 | Technology | 7.19% |
| 3 | Healthcare | 5.6% |
| 4 | Industrials | 5.06% |
| 5 | Consumer Discretionary | 4.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1801
Assurant
AIZ
$14B
| $9.04M | ﹤0.01% |
89,649
+18,023
| +25% | +$1.78M |
|
1802
CALL
Applied Materials
AMAT
$398B
| $9.04M | ﹤0.01% |
176,800
+158,000
| +840% | +$8.56M |
|
1803
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
| $9.03M | ﹤0.01% |
296,718
+56,482
| +24% | +$1.7M |
|
|
AMID
1804
DELISTED
American Midstream Partners, LP
AMID
| $9.02M | ﹤0.01% |
675,434
-63,435
| -9% | -$834K |
|
|
WCG
1805
DELISTED
Wellcare Health Plans, Inc.
WCG
| $9.01M | ﹤0.01% |
44,808
+5,663
| +14% | +$1.1M |
|
1806
CenterPoint Energy
CNP
$27.8B
| $9M | ﹤0.01% |
317,295
-1,028,242
| -76% | -$30M |
|
1807
CALL
Keurig Dr Pepper
KDP
$43B
| $9M | ﹤0.01% |
+92,700
| New | +$8.32M |
|
|
ERF
1808
DELISTED
Enerplus Corporation
ERF
| $8.98M | ﹤0.01% |
916,780
+120,318
| +15% | +$1.1M |
|
|
FLIR
1809
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
| $8.95M | ﹤0.01% |
192,023
+77,707
| +68% | +$3.55M |
|
1810
Icon
ICLR
$12.8B
| $8.95M | ﹤0.01% |
79,797
+13,294
| +20% | +$1.53M |
|
1811
Prospect Capital
PSEC
$1.08B
| $8.9M | ﹤0.01% |
1,321,048
-1,080,758
| -45% | -$7.05M |
|
1812
Acuity Brands
AYI
$10.1B
| $8.9M | ﹤0.01% |
50,552
+36,771
| +267% | +$6.12M |
|
1813
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $8.9M | ﹤0.01% |
65,417
-7,683
| -11% | -$1.05M |
|
1814
Campbell Soup
CPB
$6.58B
| $8.88M | ﹤0.01% |
184,597
+127,737
| +225% | +$6.07M |
|
|
WFT
1815
DELISTED
Weatherford International plc
WFT
| $8.88M | ﹤0.01% |
2,129,195
-250,599
| -11% | -$924K |
|
1816
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$431M
| $8.88M | ﹤0.01% |
182,228
+26,252
| +17% | +$1.26M |
|
|
NML
1817
Neuberger Energy Infrastructure and Income Fund Inc
NML
$583M
| $8.86M | ﹤0.01% |
944,752
+138,865
| +17% | +$1.23M |
|
1818
First Trust Multi Cap Value AlphaDEX Fund
FAB
$164M
| $8.84M | ﹤0.01% |
155,133
-3,251
| -2% | -$179K |
|
1819
Brighthouse Financial
BHF
$3.64B
| $8.84M | ﹤0.01% |
150,682
+20,314
| +16% | +$1.2M |
|
1820
Kimco Realty
KIM
$17.2B
| $8.82M | ﹤0.01% |
486,084
+263,992
| +119% | +$4.94M |
|
|
NCV
1821
Virtus Convertible & Income Fund
NCV
$380M
| $8.81M | ﹤0.01% |
313,259
-1,867
| -0.6% | -$52.7K |
|
|
KEYW
1822
CALL
DELISTED
The KEYW Holding Corporation
KEYW
| $8.8M | ﹤0.01% |
1,500,000
| – | – |
|
1823
Wabtec
WAB
$49.4B
| $8.8M | ﹤0.01% |
108,018
-10,467
| -9% | -$800K |
|
1824
CALL
Ford
F
$59.3B
| $8.77M | ﹤0.01% |
702,000
-316,604
| -31% | -$3.9M |
|
|
CELG
1825
CALL
DELISTED
Celgene Corp
CELG
| $8.77M | ﹤0.01% |
84,000
+64,000
| +320% | +$7.22M |
|
Similar funds
UBS Group's Q4 2017 Portfolio in Review
As of Q4 2017, UBS Group held 8,546 positions worth $243B, up 13% from $216B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group deployed $15.3B of net new capital in Q4 2017, opening 751 new positions and adding to 3,655 existing holdings. Its largest new stake was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
By sector, the portfolio is most concentrated in Financials at 7.8% of assets, up from 7.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $4.22B trimmed.
- UBS Group's largest Q4 2017 buy was Columbia Diversified Fixed Income Allocation ETF: 857,912 shares worth $17.1M.
- UBS Group added most to Apple in Q4 2017, an estimated $602M increase.
- UBS Group's biggest Q4 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.22B.
- UBS Group fully exited Level 3 Communications Inc in Q4 2017, selling an estimated $139M.
- UBS Group's ten largest holdings make up 15% of its $243B portfolio in Q4 2017.
- UBS Group opened 751 new positions and closed 634 in Q4 2017.
- UBS Group's portfolio value rose 13% quarter-over-quarter to $243B.
Based on UBS Group's 13F filing for Q4 2017, filed 14 Feb 2018.