UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BFK
1776
DELISTED
BlackRock Municipal Income Trust
BFK
| $8.33M | ﹤0.01% |
607,634
-29,535
| -5% | -$419K |
|
1777
CALL
Procter & Gamble
PG
$339B
| $8.33M | ﹤0.01% |
59,900
+25,600
| +75% | +$3.4M |
|
|
CTXS
1778
PUT
DELISTED
Citrix Systems Inc
CTXS
| $8.3M | ﹤0.01% |
60,300
+10,300
| +21% | +$1.47M |
|
1779
ALPS Medical Breakthroughs ETF
SBIO
$215M
| $8.28M | ﹤0.01% |
201,207
-2,991
| -1% | -$123K |
|
1780
Pinnacle West Capital
PNW
$12.2B
| $8.27M | ﹤0.01% |
110,960
+20,722
| +23% | +$1.59M |
|
1781
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $8.25M | ﹤0.01% |
278,166
+31,477
| +13% | +$918K |
|
|
CS
1782
DELISTED
Credit Suisse Group
CS
| $8.24M | ﹤0.01% |
826,825
+44,780
| +6% | +$480K |
|
1783
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.4B
| $8.23M | ﹤0.01% |
307,013
+17,621
| +6% | +$473K |
|
1784
Global X Silver Miners ETF NEW
SIL
$4.75B
| $8.23M | ﹤0.01% |
189,904
+53,568
| +39% | +$2.44M |
|
|
NVTA
1785
DELISTED
Invitae Corporation
NVTA
| $8.23M | ﹤0.01% |
189,780
+18,697
| +11% | +$638K |
|
1786
Davis Select Financial ETF
DFNL
$491M
| $8.22M | ﹤0.01% |
431,687
-7,190
| -2% | -$140K |
|
|
SNV
1787
DELISTED
Synovus
SNV
| $8.22M | ﹤0.01% |
388,260
+217,764
| +128% | +$4.54M |
|
1788
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
| $8.21M | ﹤0.01% |
466,607
+29,212
| +7% | +$515K |
|
1789
WisdomTree US High Dividend Fund
DHS
$1.58B
| $8.21M | ﹤0.01% |
131,351
-14,188
| -10% | -$903K |
|
1790
PUT
Dollar General
DG
$27.9B
| $8.2M | ﹤0.01% |
39,100
| – | – |
|
1791
Unum
UNM
$14.3B
| $8.13M | ﹤0.01% |
482,770
+127,972
| +36% | +$2.28M |
|
1792
CALL
Dell
DELL
$293B
| $8.12M | ﹤0.01% |
236,760
-634,714
| -73% | -$19.8M |
|
1793
Repligen
RGEN
$9.25B
| $8.12M | ﹤0.01% |
54,998
+22,623
| +70% | +$3.23M |
|
|
CYBR
1794
DELISTED
CyberArk
CYBR
| $8.11M | ﹤0.01% |
78,449
-572
| -0.7% | -$61.6K |
|
1795
HEICO Corp
HEI
$51.4B
| $8.1M | ﹤0.01% |
77,372
+869
| +1% | +$89.8K |
|
1796
Coca-Cola Europacific Partners
CCEP
$47.9B
| $8.1M | ﹤0.01% |
208,578
-143,028
| -41% | -$5.85M |
|
1797
Lumentum
LITE
$69.3B
| $8.09M | ﹤0.01% |
107,727
-70,678
| -40% | -$5.86M |
|
1798
Ferrari
RACE
$72.5B
| $8.09M | ﹤0.01% |
43,943
+4,324
| +11% | +$804K |
|
1799
ASE Group
ASX
$82.2B
| $8.08M | ﹤0.01% |
1,981,235
+259,547
| +15% | +$1.16M |
|
1800
Wolfspeed
WOLF
$1.71B
| $8.08M | ﹤0.01% |
126,814
+95,710
| +308% | +$6.2M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.