UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1776
PUT
Eli Lilly
LLY
$1.02T
| $7.01M | ﹤0.01% |
83,300
-667,000
| -89% | -$53.4M |
|
1777
Global Partners
GLP
$1.68B
| $6.99M | ﹤0.01% |
358,366
-288,061
| -45% | -$5.72M |
|
1778
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$290M
| $6.97M | ﹤0.01% |
101,758
+8,442
| +9% | +$597K |
|
1779
Icon
ICLR
$12.6B
| $6.95M | ﹤0.01% |
87,201
-19,298
| -18% | -$1.58M |
|
|
TGNA
1780
DELISTED
TEGNA Inc
TGNA
| $6.94M | ﹤0.01% |
423,322
+110,095
| +35% | +$1.69M |
|
1781
CALL
Vermilion Energy
VET
$1.82B
| $6.93M | ﹤0.01% |
+184,782
| New | +$7.31M |
|
1782
Vanguard Long-Term Bond ETF
BLV
$5.71B
| $6.93M | ﹤0.01% |
76,968
-1,980
| -3% | -$177K |
|
1783
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
| $6.91M | ﹤0.01% |
245,240
-51,088
| -17% | -$1.44M |
|
1784
ProShares Large Cap Core Plus
CSM
$518M
| $6.91M | ﹤0.01% |
236,664
+8,412
| +4% | +$241K |
|
1785
IDEX
IEX
$17B
| $6.91M | ﹤0.01% |
73,872
+31,044
| +72% | +$2.85M |
|
|
BSJK
1786
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
| $6.87M | ﹤0.01% |
278,717
+160,567
| +136% | +$3.94M |
|
1787
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
| $6.87M | ﹤0.01% |
279,958
+15,208
| +6% | +$368K |
|
1788
NewtekOne
NEWT
$428M
| $6.86M | ﹤0.01% |
404,163
+146,276
| +57% | +$2.37M |
|
1789
US Commodity Index
USCI
$369M
| $6.86M | ﹤0.01% |
175,059
-6,730
| -4% | -$269K |
|
|
IBDM
1790
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
| $6.85M | ﹤0.01% |
276,120
+20,874
| +8% | +$516K |
|
|
CDK
1791
DELISTED
CDK Global, Inc.
CDK
| $6.85M | ﹤0.01% |
105,296
+31,795
| +43% | +$2.04M |
|
|
MTOR
1792
CALL
DELISTED
MERITOR, Inc.
MTOR
| $6.84M | ﹤0.01% |
399,400
-850,600
| -68% | -$13.2M |
|
|
ETP
1793
CALL
DELISTED
Energy Transfer Partners L.p.
ETP
| $6.83M | ﹤0.01% |
187,000
-870,200
| -82% | -$32.4M |
|
|
SNMP
1794
DELISTED
Evolve Transition Infrastructure LP
SNMP
| $6.82M | ﹤0.01% |
14,486
+107
| +0.7% | +$43.1K |
|
1795
Invesco Municipal Opportunity Trust
VMO
$651M
| $6.79M | ﹤0.01% |
523,322
+1,248
| +0.2% | +$16.2K |
|
|
OSG
1796
CALL
Octave Specialty Group
OSG
$243M
| $6.79M | ﹤0.01% |
+360,000
| New | +$7.57M |
|
|
ESV
1797
DELISTED
Ensco Rowan plc
ESV
| $6.78M | ﹤0.01% |
189,494
-49,747
| -21% | -$2.02M |
|
1798
TriplePoint Venture Growth BDC
TPVG
$184M
| $6.77M | ﹤0.01% |
485,854
+49,816
| +11% | +$658K |
|
|
CXO
1799
DELISTED
CONCHO RESOURCES INC.
CXO
| $6.77M | ﹤0.01% |
52,771
+768
| +1% | +$103K |
|
1800
Gladstone Investment Corp
GAIN
$643M
| $6.77M | ﹤0.01% |
746,477
+134,165
| +22% | +$1.19M |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.