UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
TransUnion
TRU
$15.3B
| $14.5M | ﹤0.01% |
128,742
-56,265
| -30% | -$6.61M |
|
1752
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $14.4M | ﹤0.01% |
440,680
-66,185
| -13% | -$2.22M |
|
|
HBI
1753
DELISTED
Hanesbrands
HBI
| $14.4M | ﹤0.01% |
839,007
-100,017
| -11% | -$1.87M |
|
1754
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $14.4M | ﹤0.01% |
311,766
+26,758
| +9% | +$1.26M |
|
1755
Coty
COTY
$2.48B
| $14.4M | ﹤0.01% |
1,830,986
+1,814,918
| +11,295% | +$15.5M |
|
1756
AdaptHealth
AHCO
$759M
| $14.4M | ﹤0.01% |
617,769
-213,275
| -26% | -$5.16M |
|
1757
Unum
UNM
$14.3B
| $14.4M | ﹤0.01% |
573,309
-215,566
| -27% | -$5.71M |
|
1758
John B. Sanfilippo & Son
JBSS
$972M
| $14.4M | ﹤0.01% |
175,689
+6,094
| +4% | +$529K |
|
|
DISH
1759
PUT
DELISTED
DISH Network Corp.
DISH
| $14.3M | ﹤0.01% |
330,069
-12
| -0% | -$511 |
|
|
FINS
1760
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
| $14.3M | ﹤0.01% |
841,903
+13,064
| +2% | +$236K |
|
1761
Huazhu Hotels Group
HTHT
$13B
| $14.3M | ﹤0.01% |
312,168
+4,130
| +1% | +$195K |
|
1762
Brighthouse Financial
BHF
$3.49B
| $14.3M | ﹤0.01% |
316,415
+160,872
| +103% | +$7.25M |
|
1763
CALL
Deere & Co
DE
$168B
| $14.3M | ﹤0.01% |
42,685
+39,000
| +1,058% | +$14.1M |
|
1764
PUT
Southwest Airlines
LUV
$23B
| $14.3M | ﹤0.01% |
277,900
-55,800
| -17% | -$2.82M |
|
|
CTXS
1765
DELISTED
Citrix Systems Inc
CTXS
| $14.2M | ﹤0.01% |
132,709
+81,122
| +157% | +$8.76M |
|
1766
Pool Corp
POOL
$7.5B
| $14.2M | ﹤0.01% |
32,789
-2,411
| -7% | -$1.14M |
|
|
ATVI
1767
PUT
DELISTED
Activision Blizzard
ATVI
| $14.2M | ﹤0.01% |
184,015
-42,847
| -19% | -$3.58M |
|
|
LMRK
1768
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
| $14.2M | ﹤0.01% |
870,573
+867,452
| +27,794% | +$12.8M |
|
1769
CALL
Devon Energy
DVN
$47.3B
| $14.2M | ﹤0.01% |
400,000
-600,000
| -60% | -$17M |
|
1770
Howmet Aerospace
HWM
$113B
| $14.2M | ﹤0.01% |
454,954
+347,458
| +323% | +$11.2M |
|
1771
Repligen
RGEN
$9.25B
| $14.2M | ﹤0.01% |
49,048
+8,258
| +20% | +$2.12M |
|
|
SCHW
1772
CALL
Charles Schwab
SCHW
$187B
| $14.2M | ﹤0.01% |
194,461
-2,000
| -1% | -$143K |
|
1773
CALL
Shopify
SHOP
$195B
| $14.1M | ﹤0.01% |
104,280
-468,500
| -82% | -$70.2M |
|
1774
VICI Properties
VICI
$29.4B
| $14.1M | ﹤0.01% |
496,836
-3,463
| -0.7% | -$106K |
|
1775
ICU Medical
ICUI
$4.61B
| $14.1M | ﹤0.01% |
60,457
+45,569
| +306% | +$9.56M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.