UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
iShares Residential and Multisector Real Estate ETF
REZ
$879M
| $10.1M | ﹤0.01% |
127,511
+16,145
| +14% | +$1.24M |
|
1752
iShares US Telecommunications ETF
IYZ
$1.24B
| $10.1M | ﹤0.01% |
346,980
+72,695
| +27% | +$2.13M |
|
1753
Old Dominion Freight Line
ODFL
$44.8B
| $10.1M | ﹤0.01% |
178,404
-19,764
| -10% | -$1.07M |
|
1754
Carlyle Secured Lending
CGBD
$714M
| $10.1M | ﹤0.01% |
701,055
-26,886
| -4% | -$395K |
|
1755
Honda
HMC
$39.7B
| $10.1M | ﹤0.01% |
386,816
+24,123
| +7% | +$608K |
|
|
SEMG
1756
DELISTED
SEMGROUP CORPORATION
SEMG
| $10.1M | ﹤0.01% |
616,601
+365,998
| +146% | +$4.27M |
|
|
TGE
1757
CALL
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $10.1M | ﹤0.01% |
500,000
-73,000
| -13% | -$1.41M |
|
|
TGE
1758
PUT
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
| $10.1M | ﹤0.01% |
500,000
| – | – |
|
1759
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
| $10.1M | ﹤0.01% |
1,224,290
+49,547
| +4% | +$406K |
|
1760
Gabelli Dividend & Income Trust
GDV
$2.64B
| $10M | ﹤0.01% |
466,940
+46,617
| +11% | +$996K |
|
1761
Ryder
R
$10.2B
| $10M | ﹤0.01% |
193,272
-32,767
| -14% | -$1.71M |
|
1762
PUT
BHP
BHP
$227B
| $9.98M | ﹤0.01% |
226,666
| – | – |
|
1763
PUT
Seagate
STX
$190B
| $9.98M | ﹤0.01% |
185,500
-35,000
| -16% | -$1.72M |
|
|
DPG
1764
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
| $9.97M | ﹤0.01% |
627,202
+12,378
| +2% | +$192K |
|
1765
Nice
NICE
$5.82B
| $9.95M | ﹤0.01% |
69,175
-1,212
| -2% | -$181K |
|
1766
PUT
Union Pacific
UNP
$176B
| $9.95M | ﹤0.01% |
61,400
| – | – |
|
1767
iShares MSCI Europe Financials ETF
EUFN
$4.27B
| $9.93M | ﹤0.01% |
564,121
-326,468
| -37% | -$5.68M |
|
|
CTXS
1768
DELISTED
Citrix Systems Inc
CTXS
| $9.9M | ﹤0.01% |
102,577
+14,385
| +16% | +$1.38M |
|
1769
CALL
New Oriental
EDU
$9.06B
| $9.89M | ﹤0.01% |
+89,282
| New | +$9.35M |
|
1770
MSC Industrial Direct
MSM
$7.01B
| $9.88M | ﹤0.01% |
136,276
-47,005
| -26% | -$3.29M |
|
1771
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
| $9.88M | ﹤0.01% |
223,629
+21,340
| +11% | +$934K |
|
1772
The Mosaic Company
MOS
$7.44B
| $9.85M | ﹤0.01% |
480,488
-61,390
| -11% | -$1.34M |
|
1773
National Grid
NGG
$80.7B
| $9.83M | ﹤0.01% |
205,317
+4,271
| +2% | +$197K |
|
1774
Invesco NASDAQ Internet ETF
PNQI
$542M
| $9.82M | ﹤0.01% |
377,595
-32,270
| -8% | -$879K |
|
|
MANT
1775
DELISTED
Mantech International Corp
MANT
| $9.82M | ﹤0.01% |
137,476
+32,990
| +32% | +$2.26M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.