UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
AutoZone
AZO
$49.2B
| $7.27M | ﹤0.01% |
9,208
-1,966
| -18% | -$1.51M |
|
1752
US Commodity Index
USCI
$369M
| $7.27M | ﹤0.01% |
181,789
-23,178
| -11% | -$957K |
|
1753
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
| $7.25M | ﹤0.01% |
345,131
+296
| +0.1% | +$6.25K |
|
1754
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $7.24M | ﹤0.01% |
888,389
+115,068
| +15% | +$907K |
|
|
CAI
1755
DELISTED
CAI International, Inc.
CAI
| $7.21M | ﹤0.01% |
831,129
+229,729
| +38% | +$2.01M |
|
1756
Lazard
LAZ
$4.13B
| $7.19M | ﹤0.01% |
175,076
-63,244
| -27% | -$2.46M |
|
|
BKCC
1757
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $7.18M | ﹤0.01% |
1,032,390
+17,230
| +2% | +$129K |
|
|
SPLS
1758
DELISTED
Staples Inc
SPLS
| $7.18M | ﹤0.01% |
793,052
-707,009
| -47% | -$6.16M |
|
1759
Amplify Cybersecurity ETF
HACK
$2.68B
| $7.18M | ﹤0.01% |
271,416
+34,482
| +15% | +$930K |
|
1760
JB Hunt Transport Services
JBHT
$25.5B
| $7.16M | ﹤0.01% |
73,781
+30,730
| +71% | +$2.73M |
|
1761
CALL
Boeing
BA
$171B
| $7.15M | ﹤0.01% |
45,900
-38,300
| -45% | -$5.59M |
|
1762
Fortune Brands Innovations
FBIN
$5.88B
| $7.12M | ﹤0.01% |
155,826
-66,540
| -30% | -$3.14M |
|
|
PIV
1763
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
| $7.1M | ﹤0.01% |
273,262
+96,617
| +55% | +$2.51M |
|
1764
Motorola Solutions
MSI
$72.3B
| $7.1M | ﹤0.01% |
85,617
-34,682
| -29% | -$2.72M |
|
|
LOCK
1765
DELISTED
LifeLock, Inc.
LOCK
| $7.04M | ﹤0.01% |
294,532
+264,020
| +865% | +$5.37M |
|
|
WCN
1766
Waste Connections
WCN
$42.2B
| $7.04M | ﹤0.01% |
134,429
+45,119
| +51% | +$2.28M |
|
1767
Vanguard Long-Term Bond ETF
BLV
$5.71B
| $7.04M | ﹤0.01% |
78,948
-463
| -0.6% | -$42.6K |
|
1768
Advanced Micro Devices
AMD
$776B
| $7.03M | ﹤0.01% |
619,537
+264,986
| +75% | +$2.22M |
|
1769
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
| $7.02M | ﹤0.01% |
148,836
+32,267
| +28% | +$1.53M |
|
1770
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
| $7M | ﹤0.01% |
124,888
+69,772
| +127% | +$3.8M |
|
1771
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
| $6.98M | ﹤0.01% |
112,763
+10,845
| +11% | +$676K |
|
1772
iShares MSCI Indonesia ETF
EIDO
$480M
| $6.98M | ﹤0.01% |
289,347
-13,950
| -5% | -$347K |
|
1773
MSC Industrial Direct
MSM
$6.89B
| $6.96M | ﹤0.01% |
75,387
+4,714
| +7% | +$389K |
|
|
B
1774
DELISTED
Barnes Group Inc.
B
| $6.96M | ﹤0.01% |
146,715
+115,872
| +376% | +$5.05M |
|
1775
Ball Corp
BALL
$17.3B
| $6.95M | ﹤0.01% |
185,294
-44,430
| -19% | -$1.72M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.