UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Federal Realty Investment Trust
FRT
$10.3B
| $14.1M | ﹤0.01% |
155,823
+6,552
| +4% | +$646K |
|
1727
Tenet Healthcare
THC
$21.1B
| $14.1M | ﹤0.01% |
214,096
-13,264
| -6% | -$992K |
|
1728
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
| $14.1M | ﹤0.01% |
466,415
-18,590
| -4% | -$576K |
|
1729
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
| $14M | ﹤0.01% |
1,448,774
-13,257
| -0.9% | -$145K |
|
1730
Vale
VALE
$62.6B
| $14M | ﹤0.01% |
1,046,247
-44,170
| -4% | -$601K |
|
1731
PUT
Rio Tinto
RIO
$164B
| $14M | ﹤0.01% |
219,600
-200
| -0.1% | -$12.8K |
|
|
GTLS
1732
DELISTED
Chart Industries
GTLS
| $14M | ﹤0.01% |
82,596
-1,237
| -1% | -$208K |
|
1733
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
| $14M | ﹤0.01% |
219,799
+27,203
| +14% | +$1.8M |
|
1734
IQ MacKay Municipal Insured ETF
MMIN
$468M
| $14M | ﹤0.01% |
610,772
-78,391
| -11% | -$1.86M |
|
1735
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
| $13.9M | ﹤0.01% |
414,300
+6,143
| +2% | +$219K |
|
1736
PUT
Canadian Natural Resources
CNQ
$93.8B
| $13.9M | ﹤0.01% |
+430,000
| New | +$13.1M |
|
1737
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $13.9M | ﹤0.01% |
1,436,028
-82,605
| -5% | -$867K |
|
1738
PUT
Tyson Foods
TSN
$20.4B
| $13.9M | ﹤0.01% |
274,800
-33,100
| -11% | -$1.76M |
|
1739
PUT
Best Buy
BBY
$17.3B
| $13.8M | ﹤0.01% |
199,200
+54,200
| +37% | +$4.19M |
|
1740
AES
AES
$10.5B
| $13.8M | ﹤0.01% |
909,928
-113,049
| -11% | -$2.15M |
|
1741
ARK Genomic Revolution ETF
ARKG
$1.73B
| $13.8M | ﹤0.01% |
495,492
-14,257
| -3% | -$466K |
|
1742
PUT
BlackBerry
BB
$5.26B
| $13.8M | ﹤0.01% |
+2,919,700
| New | +$14.3M |
|
|
SIX
1743
DELISTED
Six Flags Entertainment Corp.
SIX
| $13.7M | ﹤0.01% |
584,413
+582,236
| +26,745% | +$13.8M |
|
|
1744
BlackBerry
BB
$5.26B
| $13.7M | ﹤0.01% |
2,916,787
+2,864,672
| +5,497% | +$14.1M |
|
1745
CALL
Procter & Gamble
PG
$339B
| $13.7M | ﹤0.01% |
94,100
-211,700
| -69% | -$32.3M |
|
1746
CALL
Zscaler
ZS
$27.3B
| $13.7M | ﹤0.01% |
88,170
+29,570
| +50% | +$4.43M |
|
1747
BioNTech
BNTX
$23.5B
| $13.7M | ﹤0.01% |
126,042
+23,073
| +22% | +$2.55M |
|
1748
PUT
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $13.7M | ﹤0.01% |
500,000
-999,900
| -67% | -$28.4M |
|
|
SGEN
1749
DELISTED
Seagen Inc. Common Stock
SGEN
| $13.7M | ﹤0.01% |
64,453
+13,424
| +26% | +$2.68M |
|
1750
Kadant
KAI
$3.99B
| $13.7M | ﹤0.01% |
60,564
+1,383
| +2% | +$299K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.