UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
CALL
Yum! Brands
YUM
$41.3B
| $14.9M | ﹤0.01% |
122,139
+60,200
| +97% | +$7.64M |
|
1727
PUT
American Electric Power
AEP
$68.5B
| $14.9M | ﹤0.01% |
183,702
| – | – |
|
1728
John Hancock Multifactor Small Cap ETF
JHSC
$744M
| $14.9M | ﹤0.01% |
430,581
+16,619
| +4% | +$578K |
|
1729
Global X MLP ETF
MLPA
$2.27B
| $14.8M | ﹤0.01% |
419,717
-3,844
| -0.9% | -$136K |
|
|
BSCP
1730
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $14.8M | ﹤0.01% |
666,285
+7,803
| +1% | +$174K |
|
|
IPG
1731
DELISTED
Interpublic Group of Companies
IPG
| $14.8M | ﹤0.01% |
403,352
+222,974
| +124% | +$7.98M |
|
|
TRTN
1732
DELISTED
Triton International Limited
TRTN
| $14.8M | ﹤0.01% |
284,095
+210,445
| +286% | +$10.9M |
|
1733
UGI
UGI
$7.44B
| $14.8M | ﹤0.01% |
346,074
+82,416
| +31% | +$3.77M |
|
1734
FIVE9
FIVN
$2.55B
| $14.7M | ﹤0.01% |
92,226
+63,754
| +224% | +$11.6M |
|
1735
PUT
Valero Energy
VLO
$86.7B
| $14.7M | ﹤0.01% |
208,400
+121,400
| +140% | +$8.08M |
|
1736
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
| $14.7M | ﹤0.01% |
148,058
-1,047
| -0.7% | -$104K |
|
1737
CALL
Walmart Inc
WMT
$888B
| $14.7M | ﹤0.01% |
316,203
-23,400
| -7% | -$1.13M |
|
1738
Jackson Financial
JXN
$8.85B
| $14.7M | ﹤0.01% |
+564,054
| New | +$15.3M |
|
1739
Invesco WilderHill Clean Energy ETF
PBW
$426M
| $14.6M | ﹤0.01% |
189,600
-4,507
| -2% | -$368K |
|
1740
Vontier
VNT
$4.97B
| $14.6M | ﹤0.01% |
433,571
-73,715
| -15% | -$2.5M |
|
1741
Knight Transportation
KNX
$11.4B
| $14.6M | ﹤0.01% |
284,518
+43,648
| +18% | +$2.2M |
|
1742
First Industrial Realty Trust
FR
$8.44B
| $14.5M | ﹤0.01% |
279,297
+72,850
| +35% | +$3.96M |
|
1743
CMS Energy
CMS
$22.3B
| $14.5M | ﹤0.01% |
243,365
+49,625
| +26% | +$3.1M |
|
1744
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
| $14.5M | ﹤0.01% |
271,597
+28,045
| +12% | +$1.6M |
|
1745
iShares MSCI Sweden ETF
EWD
$595M
| $14.5M | ﹤0.01% |
323,488
+165,995
| +105% | +$7.89M |
|
1746
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
| $14.5M | ﹤0.01% |
558,386
+40,965
| +8% | +$1.07M |
|
1747
ALPS Equal Sector Weight ETF
EQL
$771M
| $14.5M | ﹤0.01% |
437,496
+6,084
| +1% | +$207K |
|
|
SHLX
1748
DELISTED
Shell Midstream Partners, L.P.
SHLX
| $14.5M | ﹤0.01% |
1,229,313
-18,033
| -1% | -$229K |
|
1749
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
| $14.5M | ﹤0.01% |
843,637
-273,220
| -24% | -$4.86M |
|
|
NEWR
1750
DELISTED
New Relic, Inc.
NEWR
| $14.5M | ﹤0.01% |
201,527
-48,919
| -20% | -$3.61M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.