UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
| $8.93M | ﹤0.01% |
184,268
-1,725
| -0.9% | -$83.2K |
|
1727
BlackRock MuniYield Quality Fund
MQY
$817M
| $8.93M | ﹤0.01% |
557,479
-66,667
| -11% | -$1.07M |
|
1728
PUT
Caesars Entertainment
CZR
$6.14B
| $8.93M | ﹤0.01% |
159,200
+104,500
| +191% | +$4.59M |
|
1729
iShares USD Green Bond ETF
BGRN
$502M
| $8.92M | ﹤0.01% |
160,443
+46,205
| +40% | +$2.56M |
|
1730
OGE Energy
OGE
$9.71B
| $8.91M | ﹤0.01% |
297,016
+167,055
| +129% | +$5.26M |
|
|
PPLT
1731
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
| $8.89M | ﹤0.01% |
1,058,710
+536,120
| +103% | +$4.57M |
|
1732
PUT
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $8.86M | ﹤0.01% |
160,000
| – | – |
|
|
EMD
1733
Western Asset Emerging Markets Debt Fund
EMD
$616M
| $8.8M | ﹤0.01% |
714,572
-1,181
| -0.2% | -$15.2K |
|
|
HES
1734
DELISTED
Hess
HES
| $8.8M | ﹤0.01% |
214,932
+39,608
| +23% | +$1.88M |
|
|
RMM
1735
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
| $8.79M | ﹤0.01% |
526,653
+50,872
| +11% | +$877K |
|
1736
Helen of Troy
HELE
$693M
| $8.76M | ﹤0.01% |
45,246
+30,786
| +213% | +$6.11M |
|
1737
BlackRock Capital Allocation Term Trust
BCAT
$1.68B
| $8.74M | ﹤0.01% |
+427,210
| New | +$8.63M |
|
1738
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
| $8.73M | ﹤0.01% |
329,008
-1,019
| -0.3% | -$26.7K |
|
|
IBMJ
1739
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $8.66M | ﹤0.01% |
334,213
-31,068
| -9% | -$805K |
|
1740
Tapestry
TPR
$32.8B
| $8.65M | ﹤0.01% |
553,738
-122,638
| -18% | -$1.81M |
|
1741
Warner Bros
WBD
$67.1B
| $8.65M | ﹤0.01% |
397,579
-154,456
| -28% | -$3.37M |
|
1742
PUT
Altria Group
MO
$114B
| $8.62M | ﹤0.01% |
223,200
-18,500
| -8% | -$770K |
|
1743
Invesco International Dividend Achievers ETF
PID
$919M
| $8.59M | ﹤0.01% |
676,638
-75,547
| -10% | -$978K |
|
1744
PUT
Itaú Unibanco
ITUB
$87.5B
| $8.58M | ﹤0.01% |
2,961,679
| – | – |
|
1745
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
| $8.57M | ﹤0.01% |
230,032
+69,583
| +43% | +$2.61M |
|
1746
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
| $8.57M | ﹤0.01% |
313,923
-54,402
| -15% | -$1.51M |
|
1747
PUT
Cheniere Energy
LNG
$52.9B
| $8.55M | ﹤0.01% |
184,900
-100,100
| -35% | -$5.07M |
|
1748
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
| $8.55M | ﹤0.01% |
310,374
-616,399
| -67% | -$17.1M |
|
|
COR
1749
DELISTED
Coresite Realty Corporation
COR
| $8.55M | ﹤0.01% |
71,879
-342
| -0.5% | -$41.7K |
|
1750
Fortis
FTS
$28.7B
| $8.54M | ﹤0.01% |
209,106
+25,570
| +14% | +$1.02M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.