UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
| $8.51M | ﹤0.01% |
133,114
+10,958
| +9% | +$659K |
|
1727
First Trust Multi Cap Value AlphaDEX Fund
FAB
$164M
| $8.5M | ﹤0.01% |
158,384
-13,918
| -8% | -$727K |
|
|
WBK
1728
DELISTED
Westpac Banking Corporation
WBK
| $8.49M | ﹤0.01% |
336,623
+39,830
| +13% | +$1M |
|
1729
Children's Place
PLCE
$54.3M
| $8.49M | ﹤0.01% |
71,841
+24,622
| +52% | +$2.65M |
|
|
NGD
1730
DELISTED
New Gold Inc
NGD
| $8.49M | ﹤0.01% |
2,287,327
+258,891
| +13% | +$894K |
|
|
GREK
1731
Global X MSCI Greece ETF
GREK
$302M
| $8.46M | ﹤0.01% |
298,269
+41,237
| +16% | +$1.27M |
|
1732
Royal Gold
RGLD
$17.2B
| $8.45M | ﹤0.01% |
98,222
-761
| -0.8% | -$65.9K |
|
1733
Fomento Económico Mexicano
FMX
$43.2B
| $8.44M | ﹤0.01% |
88,331
-29,642
| -25% | -$2.95M |
|
1734
Global X SuperDividend ETF
SDIV
$1.22B
| $8.43M | ﹤0.01% |
127,573
+3,379
| +3% | +$220K |
|
1735
CALL
AB InBev
BUD
$166B
| $8.41M | ﹤0.01% |
70,500
-134,600
| -66% | -$15.8M |
|
|
VPU
1736
Vanguard Utilities ETF
VPU
$8.52B
| $8.41M | ﹤0.01% |
72,006
+5,551
| +8% | +$656K |
|
1737
CALL
Tapestry
TPR
$30.8B
| $8.4M | ﹤0.01% |
+208,433
| New | +$9.18M |
|
1738
Sensata Technologies
ST
$6.98B
| $8.38M | ﹤0.01% |
174,342
+72,724
| +72% | +$3.28M |
|
|
TVTY
1739
DELISTED
Tivity Health, Inc. Common Stock
TVTY
| $8.38M | ﹤0.01% |
205,367
+21,288
| +12% | +$825K |
|
1740
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
| $8.38M | ﹤0.01% |
160,502
-17,752
| -10% | -$927K |
|
|
EXAS
1741
DELISTED
Exact Sciences
EXAS
| $8.35M | ﹤0.01% |
177,264
-1,285,801
| -88% | -$51.8M |
|
1742
CALL
Alnylam Pharmaceuticals
ALNY
$27.4B
| $8.34M | ﹤0.01% |
71,000
-55,000
| -44% | -$4.69M |
|
1743
CALL
Verizon
VZ
$193B
| $8.31M | ﹤0.01% |
168,000
+133,000
| +380% | +$6.26M |
|
1744
CALL
Bausch Health
BHC
$2.25B
| $8.3M | ﹤0.01% |
579,500
-314,900
| -35% | -$4.76M |
|
1745
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.69B
| $8.3M | ﹤0.01% |
6,309
-54
| -0.8% | -$71.7K |
|
|
UFS
1746
DELISTED
DOMTAR CORPORATION (New)
UFS
| $8.29M | ﹤0.01% |
191,117
+106,495
| +126% | +$4.25M |
|
1747
PUT
T-Mobile US
TMUS
$186B
| $8.29M | ﹤0.01% |
134,395
-82,205
| -38% | -$5.16M |
|
1748
Teradyne
TER
$57.2B
| $8.28M | ﹤0.01% |
221,889
+25,710
| +13% | +$890K |
|
1749
Usana Health Sciences
USNA
$409M
| $8.27M | ﹤0.01% |
143,284
+3,049
| +2% | +$180K |
|
1750
Zillow
Z
$7.71B
| $8.25M | ﹤0.01% |
205,227
-50,843
| -20% | -$2.15M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.