UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
iShares Russell Mid-Cap ETF
IWR
$56.3B
| $378M | 0.13% |
5,453,893
+79,532
| +1% | +$5.8M |
|
152
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $375M | 0.13% |
4,991,822
+315,693
| +7% | +$23.8M |
|
153
Goldman Sachs
GS
$303B
| $374M | 0.13% |
1,157,107
-240,667
| -17% | -$80.4M |
|
154
O'Reilly Automotive
ORLY
$73.3B
| $374M | 0.13% |
6,167,385
-298,290
| -5% | -$18.7M |
|
155
Intuitive Surgical
ISRG
$135B
| $372M | 0.13% |
1,272,584
-107,569
| -8% | -$33.6M |
|
|
ATVI
156
DELISTED
Activision Blizzard
ATVI
| $370M | 0.13% |
3,955,778
-3,056,997
| -44% | -$279M |
|
157
Netflix
NFLX
$305B
| $368M | 0.13% |
9,755,050
-429,580
| -4% | -$18.2M |
|
158
ConocoPhillips
COP
$145B
| $365M | 0.13% |
3,050,043
-289,272
| -9% | -$33.6M |
|
159
PUT
Meta Platforms (Facebook)
META
$1.5T
| $359M | 0.12% |
1,196,082
+40,918
| +4% | +$12.3M |
|
160
Lam Research
LRCX
$369B
| $359M | 0.12% |
5,723,200
+375,240
| +7% | +$24.7M |
|
161
Energy Transfer Partners
ET
$69.8B
| $355M | 0.12% |
25,274,342
+883,251
| +4% | +$11.7M |
|
162
S&P Global
SPGI
$123B
| $354M | 0.12% |
968,704
-56,551
| -6% | -$22.2M |
|
163
Caterpillar
CAT
$382B
| $353M | 0.12% |
1,294,054
-374,800
| -22% | -$102M |
|
164
PUT
Salesforce
CRM
$152B
| $353M | 0.12% |
1,738,800
+75,300
| +5% | +$16.3M |
|
|
165
CALL
Advanced Micro Devices
AMD
$790B
| $351M | 0.12% |
3,411,408
+715,527
| +27% | +$77.7M |
|
166
CALL
Tesla
TSLA
$1.27T
| $351M | 0.12% |
1,401,256
-13,031
| -0.9% | -$3.35M |
|
167
T-Mobile US
TMUS
$190B
| $349M | 0.12% |
2,493,605
+312,432
| +14% | +$43.3M |
|
168
Parker-Hannifin
PH
$126B
| $347M | 0.12% |
890,717
+1,780
| +0.2% | +$715K |
|
169
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
| $347M | 0.12% |
7,207,201
-443,665
| -6% | -$22M |
|
170
Schwab US Dividend Equity ETF
SCHD
$104B
| $347M | 0.12% |
14,691,066
-266,865
| -2% | -$6.55M |
|
171
CALL
Amazon
AMZN
$3.06T
| $346M | 0.12% |
2,724,279
+691,298
| +34% | +$92.6M |
|
172
PUT
Broadcom
AVGO
$1.87T
| $345M | 0.12% |
4,151,000
+48,000
| +1% | +$4.16M |
|
|
173
PUT
Amazon
AMZN
$3.06T
| $344M | 0.12% |
2,708,800
-153,300
| -5% | -$20.5M |
|
174
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
| $342M | 0.12% |
3,356,954
-20,745
| -0.6% | -$2.19M |
|
175
Vanguard High Dividend Yield ETF
VYM
$81.4B
| $336M | 0.12% |
3,248,365
+145,946
| +5% | +$15.7M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,256 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.