UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Bristol-Myers Squibb
BMY
$132B
| $445M | 0.14% |
7,518,065
+338,260
| +5% | +$22.3M |
|
152
TJX Companies
TJX
$173B
| $442M | 0.14% |
6,704,286
+46,232
| +0.7% | +$3.23M |
|
153
Mondelez International
MDLZ
$78.9B
| $442M | 0.14% |
7,601,210
+1,075,024
| +16% | +$66.9M |
|
154
Estee Lauder
EL
$30.8B
| $439M | 0.14% |
1,464,499
+16,552
| +1% | +$5.41M |
|
155
Intercontinental Exchange
ICE
$85.4B
| $436M | 0.14% |
3,799,322
-181,600
| -5% | -$21.6M |
|
156
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
| $432M | 0.14% |
5,019,160
-167,651
| -3% | -$14.5M |
|
157
Diageo
DEO
$49.4B
| $428M | 0.13% |
2,219,847
-97,764
| -4% | -$18.9M |
|
158
Micron Technology
MU
$931B
| $426M | 0.13% |
6,007,039
+2,010,100
| +50% | +$151M |
|
159
Chubb
CB
$134B
| $426M | 0.13% |
2,455,547
-87,537
| -3% | -$15.3M |
|
160
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
| $425M | 0.13% |
5,784,859
-258,262
| -4% | -$19.7M |
|
161
PUT
iShares China Large-Cap ETF
FXI
$4.35B
| $415M | 0.13% |
10,668,200
+1,993,800
| +23% | +$82.4M |
|
162
Applied Materials
AMAT
$408B
| $406M | 0.13% |
3,155,653
-197,288
| -6% | -$26.8M |
|
163
Citigroup
C
$221B
| $396M | 0.12% |
5,640,690
-321,744
| -5% | -$22.5M |
|
164
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
| $391M | 0.12% |
6,408,729
+331,993
| +5% | +$20.9M |
|
165
Advanced Micro Devices
AMD
$791B
| $391M | 0.12% |
3,795,952
-14,559
| -0.4% | -$1.49M |
|
166
State Street Energy Select Sector SPDR ETF
XLE
$38.7B
| $388M | 0.12% |
14,909,544
-1,060,296
| -7% | -$26.3M |
|
167
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
| $385M | 0.12% |
7,050,661
+242,841
| +4% | +$13.3M |
|
168
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $385M | 0.12% |
4,287,090
-1,157,432
| -21% | -$105M |
|
169
Truist Financial
TFC
$62.8B
| $385M | 0.12% |
6,557,598
-35,571
| -0.5% | -$1.99M |
|
|
170
CALL
Microsoft
MSFT
$3.6T
| $384M | 0.12% |
1,361,824
-21,037
| -2% | -$6.12M |
|
171
3M
MMM
$91.9B
| $382M | 0.12% |
2,604,788
-197,777
| -7% | -$32M |
|
|
172
CALL
Amazon
AMZN
$3.06T
| $379M | 0.12% |
2,306,020
-1,184,900
| -34% | -$204M |
|
173
Vanguard Short-Term Bond ETF
BSV
$44.5B
| $378M | 0.12% |
4,617,803
+240,486
| +5% | +$19.8M |
|
174
Vanguard Morningstar Large-Cap ETF
VV
$53.1B
| $373M | 0.12% |
1,857,875
-42,025
| -2% | -$8.69M |
|
175
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
| $372M | 0.12% |
4,511,844
+258,513
| +6% | +$21.4M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,130 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.