UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Philip Morris
PM
$305B
| $337M | 0.16% |
3,035,805
+7,166
| +0.2% | +$834K |
|
152
CALL
Norfolk Southern
NSC
$77.1B
| $335M | 0.16% |
2,534,200
-204,800
| -7% | -$24.9M |
|
153
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $335M | 0.15% |
3,964,503
+272,637
| +7% | +$23.1M |
|
|
MMP
154
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $333M | 0.15% |
4,691,026
-402,103
| -8% | -$27.8M |
|
155
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
| $332M | 0.15% |
12,518,084
+6,364,742
| +103% | +$171M |
|
156
iShares Russell Mid-Cap ETF
IWR
$56.1B
| $329M | 0.15% |
6,685,024
-272,336
| -4% | -$13.1M |
|
157
PUT
Alphabet (Google) Class A
GOOGL
$3.99T
| $320M | 0.15% |
6,573,960
+2,021,960
| +44% | +$95.9M |
|
|
WPZ
158
DELISTED
Williams Partners L.P.
WPZ
| $317M | 0.15% |
8,158,333
+571,121
| +8% | +$22.6M |
|
159
CALL
Apple
AAPL
$4.95T
| $317M | 0.15% |
8,226,492
-2,746,828
| -25% | -$107M |
|
160
Vanguard FTSE All-World ex-US ETF
VEU
$65.9B
| $317M | 0.15% |
6,013,058
+310,759
| +5% | +$16.1M |
|
161
PUT
Netflix
NFLX
$293B
| $308M | 0.14% |
16,982,290
+445,000
| +3% | +$7.76M |
|
162
PUT
ExxonMobil
XOM
$642B
| $305M | 0.14% |
3,725,792
-288,500
| -7% | -$22.9M |
|
163
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| $301M | 0.14% |
3,394,125
-1,097,587
| -24% | -$96.9M |
|
164
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $300M | 0.14% |
5,561,777
+287,245
| +5% | +$15.8M |
|
165
Vanguard Large-Cap ETF
VV
$51.9B
| $300M | 0.14% |
2,597,367
+118,981
| +5% | +$13.5M |
|
166
PUT
Herbalife
HLF
$1.26B
| $299M | 0.14% |
8,823,400
+661,400
| +8% | +$22.6M |
|
167
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
| $299M | 0.14% |
5,934,858
-5,732
| -0.1% | -$286K |
|
168
O'Reilly Automotive
ORLY
$75.1B
| $298M | 0.14% |
20,751,345
+3,208,890
| +18% | +$42.4M |
|
169
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
| $297M | 0.14% |
6,596,140
-1,215,186
| -16% | -$54.7M |
|
170
CALL
Comcast
CMCSA
$80.9B
| $294M | 0.14% |
7,650,900
-3,108,600
| -29% | -$122M |
|
171
Alerian MLP ETF
AMLP
$12.7B
| $290M | 0.13% |
5,168,555
+322,933
| +7% | +$18.5M |
|
172
Oracle
ORCL
$345B
| $288M | 0.13% |
5,955,308
-498,408
| -8% | -$24.8M |
|
173
Parker-Hannifin
PH
$124B
| $288M | 0.13% |
1,642,919
+1,498,831
| +1,040% | +$246M |
|
174
CALL
United Parcel Service
UPS
$96B
| $284M | 0.13% |
2,362,200
+562,516
| +31% | +$63.9M |
|
175
PUT
Chevron
CVX
$378B
| $283M | 0.13% |
2,406,911
+10,600
| +0.4% | +$1.16M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.