UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Amgen
AMGN
$213B
| $290M | 0.16% |
1,986,437
+8,812
| +0.4% | +$1.33M |
|
152
Lowe's Companies
LOW
$121B
| $290M | 0.16% |
4,079,116
+65,400
| +2% | +$4.63M |
|
153
Ameriprise Financial
AMP
$48.1B
| $288M | 0.16% |
2,599,137
+49,207
| +2% | +$5.2M |
|
154
iShares Russell Mid-Cap ETF
IWR
$56.2B
| $279M | 0.15% |
6,234,320
-134,864
| -2% | -$5.9M |
|
155
Becton Dickinson
BDX
$46.2B
| $278M | 0.15% |
1,722,423
+59,184
| +4% | +$9.82M |
|
156
Nike
NKE
$63.3B
| $273M | 0.15% |
5,379,339
+80,009
| +2% | +$4.1M |
|
157
UnitedHealth
UNH
$387B
| $273M | 0.15% |
1,706,727
+38,776
| +2% | +$5.79M |
|
|
158
VanEck Junior Gold Miners ETF
GDXJ
$6.78B
| $270M | 0.15% |
8,546,804
+7,754,263
| +978% | +$282M |
|
159
DuPont de Nemours
DD
$18.6B
| $269M | 0.15% |
1,857,951
+75,668
| +4% | +$10.5M |
|
160
CALL
Microsoft
MSFT
$2.93T
| $266M | 0.15% |
4,287,310
+2,814,510
| +191% | +$169M |
|
|
WPZ
161
DELISTED
Williams Partners L.P.
WPZ
| $263M | 0.15% |
6,911,271
+134,901
| +2% | +$4.85M |
|
162
General Motors
GM
$81.9B
| $259M | 0.14% |
7,445,546
-2,725,668
| -27% | -$91.6M |
|
163
Alibaba
BABA
$274B
| $258M | 0.14% |
2,934,780
+1,401,159
| +91% | +$135M |
|
|
AGN
164
DELISTED
Allergan plc
AGN
| $257M | 0.14% |
1,224,832
+3,148
| +0.3% | +$652K |
|
165
Philip Morris
PM
$315B
| $257M | 0.14% |
2,809,667
+92,516
| +3% | +$8.57M |
|
166
PUT
Wells Fargo
WFC
$258B
| $254M | 0.14% |
4,602,500
+1,013,300
| +28% | +$51M |
|
167
PUT
MGM Resorts International
MGM
$11.7B
| $253M | 0.14% |
8,775,000
-475,000
| -5% | -$13.2M |
|
168
Invesco Senior Loan ETF
BKLN
$6.97B
| $252M | 0.14% |
10,807,765
+1,026,562
| +10% | +$23.8M |
|
|
COL
169
DELISTED
Rockwell Collins
COL
| $248M | 0.14% |
2,678,296
+129,175
| +5% | +$11.4M |
|
170
Qualcomm
QCOM
$166B
| $247M | 0.14% |
3,786,073
+66,478
| +2% | +$4.47M |
|
171
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
| $247M | 0.14% |
2,105,900
+1,252,900
| +147% | +$149M |
|
172
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $246M | 0.14% |
3,098,160
-246,942
| -7% | -$19.7M |
|
173
MPLX
MPLX
$60.6B
| $245M | 0.14% |
7,078,590
+2,948,111
| +71% | +$95.7M |
|
174
Vanguard Extended Market ETF
VXF
$30.1B
| $243M | 0.13% |
2,530,436
+90,557
| +4% | +$8.38M |
|
175
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
| $242M | 0.13% |
9,323,996
+7,589,066
| +437% | +$204M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.