UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Nokia
NOK
$52.3B
| $14.6M | 0.01% |
3,912,834
-351,888
| -8% | -$1.39M |
|
1702
CALL
Tyson Foods
TSN
$20.4B
| $14.6M | 0.01% |
289,500
| – | – |
|
1703
BlackRock Taxable Municipal Bond Trust
BBN
$986M
| $14.6M | 0.01% |
963,795
-332,696
| -26% | -$5.3M |
|
1704
Zillow
Z
$7.56B
| $14.6M | 0.01% |
316,323
-622,033
| -66% | -$32M |
|
1705
FS KKR Capital
FSK
$3.44B
| $14.6M | 0.01% |
741,538
+164,043
| +28% | +$3.28M |
|
1706
Manulife Financial
MFC
$73.5B
| $14.6M | 0.01% |
797,489
-3,712
| -0.5% | -$70.2K |
|
1707
PUT
Zscaler
ZS
$27.3B
| $14.6M | 0.01% |
93,600
-20,000
| -18% | -$3M |
|
1708
Toyota
TM
$225B
| $14.6M | 0.01% |
80,960
-3,281
| -4% | -$560K |
|
1709
Global X US Preferred ETF
PFFD
$2.17B
| $14.5M | 0.01% |
772,441
+20,649
| +3% | +$395K |
|
|
IBMN
1710
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
| $14.5M | 0.01% |
554,245
+34,604
| +7% | +$909K |
|
1711
Dynatrace
DT
$14.2B
| $14.4M | 0.01% |
309,038
-68,296
| -18% | -$3.35M |
|
|
CNH
1712
CNH Industrial
CNH
$17.5B
| $14.4M | 0.01% |
1,193,373
-279,449
| -19% | -$3.87M |
|
1713
PUT
Linde
LIN
$226B
| $14.4M | 0.01% |
38,700
+300
| +0.8% | +$114K |
|
1714
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
| $14.4M | 0.01% |
750,264
-19,143
| -2% | -$382K |
|
1715
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
| $14.4M | 0.01% |
689,346
+19,548
| +3% | +$426K |
|
1716
Royal Caribbean
RCL
$85.6B
| $14.4M | 0.01% |
156,124
-390,297
| -71% | -$39.1M |
|
1717
Equifax
EFX
$21.4B
| $14.3M | ﹤0.01% |
78,212
-18,260
| -19% | -$3.73M |
|
1718
Bio-Rad Laboratories Class A
BIO
$9.42B
| $14.3M | ﹤0.01% |
39,927
+8,262
| +26% | +$3.19M |
|
|
ASGI
1719
abrdn Global Infrastructure Income Fund
ASGI
$766M
| $14.3M | ﹤0.01% |
886,181
+30,623
| +4% | +$535K |
|
1720
Perrigo
PRGO
$1.78B
| $14.3M | ﹤0.01% |
446,399
+245,187
| +122% | +$8.63M |
|
1721
American Eagle Outfitters
AEO
$3.01B
| $14.2M | ﹤0.01% |
857,850
-474,227
| -36% | -$7.01M |
|
1722
Hasbro
HAS
$13.2B
| $14.2M | ﹤0.01% |
215,303
-10,385
| -5% | -$688K |
|
1723
Omnicom Group
OMC
$23.4B
| $14.2M | ﹤0.01% |
190,488
-122,066
| -39% | -$10.1M |
|
1724
PUT
Hewlett Packard
HPE
$70.5B
| $14.2M | ﹤0.01% |
815,500
-16,300
| -2% | -$280K |
|
1725
Penske Automotive Group
PAG
$14.2B
| $14.2M | ﹤0.01% |
84,740
+47,488
| +127% | +$7.94M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.