UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CIT
1701
DELISTED
CIT Group Inc.
CIT
| $15.5M | ﹤0.01% |
298,048
+12,443
| +4% | +$636K |
|
1702
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
| $15.5M | ﹤0.01% |
253,706
+41
| +0% | +$2.58K |
|
1703
Invesco BuyBack Achievers ETF
PKW
$1.76B
| $15.5M | ﹤0.01% |
171,384
+3,224
| +2% | +$297K |
|
1704
Ashland
ASH
$3.5B
| $15.4M | ﹤0.01% |
172,878
-26,394
| -13% | -$2.32M |
|
1705
BlackRock MuniYield Quality Fund
MQY
$817M
| $15.4M | ﹤0.01% |
950,485
-3,524
| -0.4% | -$58.9K |
|
1706
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
| $15.4M | ﹤0.01% |
283,929
-53,497
| -16% | -$3.08M |
|
1707
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
| $15.4M | ﹤0.01% |
377,071
+181,612
| +93% | +$8.16M |
|
1708
Essential Utilities
WTRG
$11.4B
| $15.4M | ﹤0.01% |
333,437
+31,598
| +10% | +$1.53M |
|
1709
CALL
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
| $15.3M | ﹤0.01% |
+400,000
| New | +$17.2M |
|
1710
NVR
NVR
$17B
| $15.3M | ﹤0.01% |
3,191
-169
| -5% | -$858K |
|
1711
Huntington Ingalls Industries
HII
$12.8B
| $15.3M | ﹤0.01% |
79,114
-20,155
| -20% | -$4.08M |
|
1712
News Corp Class A
NWSA
$15.4B
| $15.3M | ﹤0.01% |
648,739
+286,975
| +79% | +$6.79M |
|
1713
Factset
FDS
$10.2B
| $15.2M | ﹤0.01% |
38,499
+4,551
| +13% | +$1.65M |
|
|
K
1714
PUT
DELISTED
Kellanova
K
| $15.2M | ﹤0.01% |
253,063
+85,200
| +51% | +$5.11M |
|
|
AIRC
1715
DELISTED
Apartment Income REIT Corp.
AIRC
| $15.2M | ﹤0.01% |
311,082
+116,657
| +60% | +$5.9M |
|
1716
NRG Energy
NRG
$24.8B
| $15.2M | ﹤0.01% |
371,314
+46,663
| +14% | +$1.99M |
|
1717
Davis Select Worldwide ETF
DWLD
$613M
| $15.1M | ﹤0.01% |
509,733
-97,841
| -16% | -$3.07M |
|
1718
CALL
Applied Materials
AMAT
$428B
| $15.1M | ﹤0.01% |
117,426
+55,800
| +91% | +$7.58M |
|
1719
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
| $15.1M | ﹤0.01% |
314,250
-29,289
| -9% | -$1.52M |
|
1720
PUT
Vertex Pharmaceuticals
VRTX
$126B
| $15M | ﹤0.01% |
82,722
| – | – |
|
|
CPZ
1721
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$268M
| $15M | ﹤0.01% |
736,723
+49,005
| +7% | +$990K |
|
1722
Evercore
EVR
$11.8B
| $15M | ﹤0.01% |
112,142
+3,193
| +3% | +$434K |
|
1723
Sunrun
RUN
$2.46B
| $15M | ﹤0.01% |
340,697
-86,498
| -20% | -$4.13M |
|
1724
Tenet Healthcare
THC
$21.1B
| $15M | ﹤0.01% |
225,125
+26,166
| +13% | +$1.86M |
|
1725
Pacer Data & Infrastructure Real Estate ETF
SRVR
$383M
| $14.9M | ﹤0.01% |
383,829
+11,522
| +3% | +$473K |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.