UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
iShares Morningstar Value ETF
ILCV
$1.35B
| $10.9M | ﹤0.01% |
196,692
-64,992
| -25% | -$3.53M |
|
1702
Graphic Packaging
GPK
$3.52B
| $10.8M | ﹤0.01% |
735,354
+571,433
| +349% | +$8.02M |
|
|
WBA
1703
PUT
DELISTED
Walgreens Boots Alliance
WBA
| $10.8M | ﹤0.01% |
195,900
-806,200
| -80% | -$43.2M |
|
|
WUBA
1704
DELISTED
58.com Inc
WUBA
| $10.8M | ﹤0.01% |
219,723
-2,599
| -1% | -$144K |
|
1705
PUT
Southwest Airlines
LUV
$23.9B
| $10.8M | ﹤0.01% |
200,000
+150,000
| +300% | +$7.85M |
|
1706
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
| $10.8M | ﹤0.01% |
428,716
-77,091
| -15% | -$1.96M |
|
1707
CALL
Alcon
ALC
$34.4B
| $10.7M | ﹤0.01% |
184,300
+30,300
| +20% | +$1.82M |
|
1708
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
| $10.7M | ﹤0.01% |
137,388
-25,259
| -16% | -$2.03M |
|
|
DHC
1709
Diversified Healthcare Trust
DHC
$2.22B
| $10.7M | ﹤0.01% |
1,154,790
-57,456
| -5% | -$496K |
|
|
MDCO
1710
CALL
DELISTED
Medicines Co
MDCO
| $10.7M | ﹤0.01% |
213,000
+149,400
| +235% | +$5.96M |
|
|
BBBY
1711
DELISTED
Bed Bath & Beyond Inc
BBBY
| $10.6M | ﹤0.01% |
1,000,790
+143,939
| +17% | +$1.39M |
|
|
CONE
1712
DELISTED
CyrusOne Inc Common Stock
CONE
| $10.6M | ﹤0.01% |
134,415
-7,081
| -5% | -$473K |
|
1713
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$339M
| $10.6M | ﹤0.01% |
690,105
+33,267
| +5% | +$541K |
|
1714
Ciena
CIEN
$57.9B
| $10.6M | ﹤0.01% |
270,802
-27,365
| -9% | -$1.15M |
|
1715
Bausch Health
BHC
$2.35B
| $10.6M | ﹤0.01% |
486,119
+46,717
| +11% | +$1.07M |
|
1716
CALL
Weibo
WB
$1.95B
| $10.6M | ﹤0.01% |
237,142
+212,662
| +869% | +$9.01M |
|
1717
WisdomTree US Total Dividend Fund
DTD
$1.68B
| $10.6M | ﹤0.01% |
213,358
+14,108
| +7% | +$688K |
|
1718
PUT
Edison International
EIX
$26.3B
| $10.6M | ﹤0.01% |
140,000
| – | – |
|
1719
iShares US Healthcare Providers ETF
IHF
$1.26B
| $10.6M | ﹤0.01% |
326,210
+6,775
| +2% | +$233K |
|
|
IBDQ
1720
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
| $10.5M | ﹤0.01% |
407,273
-45,096
| -10% | -$1.16M |
|
1721
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.48B
| $10.5M | ﹤0.01% |
526,145
-213,119
| -29% | -$4.16M |
|
1722
First Horizon
FHN
$12.4B
| $10.5M | ﹤0.01% |
649,969
-66,689
| -9% | -$1.05M |
|
1723
CALL
American Express
AXP
$236B
| $10.5M | ﹤0.01% |
88,700
+18,100
| +26% | +$2.22M |
|
|
NLSN
1724
CALL
DELISTED
Nielsen Holdings plc
NLSN
| $10.5M | ﹤0.01% |
493,000
-799,600
| -62% | -$17.6M |
|
1725
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $10.5M | ﹤0.01% |
348,569
+28,709
| +9% | +$861K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.