UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
WR
1701
DELISTED
Westar Energy Inc
WR
| $8.72M | ﹤0.01% |
175,778
+93,005
| +112% | +$4.73M |
|
1702
PUT
MGM Resorts International
MGM
$11.7B
| $8.72M | ﹤0.01% |
267,500
+217,500
| +435% | +$7M |
|
1703
Huazhu Hotels Group
HTHT
$13B
| $8.72M | ﹤0.01% |
293,440
+30,056
| +11% | +$778K |
|
|
ENBL
1704
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| $8.7M | ﹤0.01% |
544,677
+63,886
| +13% | +$955K |
|
1705
Banc of California
BANC
$2.91B
| $8.69M | ﹤0.01% |
418,566
+21,481
| +5% | +$424K |
|
1706
Toll Brothers
TOL
$14B
| $8.69M | ﹤0.01% |
209,414
-102,965
| -33% | -$4.05M |
|
1707
Moelis & Co
MC
$5.08B
| $8.67M | ﹤0.01% |
201,424
-1,793
| -0.9% | -$71.7K |
|
1708
UGI
UGI
$7.76B
| $8.66M | ﹤0.01% |
184,882
-8,733
| -5% | -$426K |
|
1709
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.06B
| $8.65M | ﹤0.01% |
378,816
-15,696
| -4% | -$337K |
|
|
BMS
1710
DELISTED
Bemis
BMS
| $8.64M | ﹤0.01% |
189,620
+49,935
| +36% | +$2.23M |
|
|
SPLK
1711
CALL
DELISTED
Splunk Inc
SPLK
| $8.64M | ﹤0.01% |
130,000
| – | – |
|
1712
3D Systems Corp
DDD
$441M
| $8.63M | ﹤0.01% |
644,822
+401,842
| +165% | +$5.88M |
|
1713
abrdn Physical Gold Shares ETF
SGOL
$7.01B
| $8.62M | ﹤0.01% |
695,450
-33,720
| -5% | -$418K |
|
1714
SiriusXM
SIRI
$10.4B
| $8.62M | ﹤0.01% |
156,236
+42,939
| +38% | +$2.38M |
|
1715
CALL
Constellation Brands
STZ
$22.3B
| $8.62M | ﹤0.01% |
+43,200
| New | +$8.55M |
|
1716
CALL
Waste Management
WM
$90.9B
| $8.61M | ﹤0.01% |
+110,000
| New | +$8.36M |
|
1717
Dentsply Sirona
XRAY
$2.75B
| $8.6M | ﹤0.01% |
143,799
-50,822
| -26% | -$3.02M |
|
|
GRFS
1718
Grifois
GRFS
$5.58B
| $8.58M | ﹤0.01% |
391,936
+371,890
| +1,855% | +$7.71M |
|
1719
PUT
iShares MSCI Mexico ETF
EWW
$1.93B
| $8.57M | ﹤0.01% |
157,000
-335,000
| -68% | -$18.8M |
|
1720
PUT
ICICI Bank
IBN
$109B
| $8.56M | ﹤0.01% |
+1,000,000
| New | +$9.14M |
|
|
XEC
1721
CALL
DELISTED
CIMAREX ENERGY CO
XEC
| $8.56M | ﹤0.01% |
75,300
-24,000
| -24% | -$2.39M |
|
1722
GameStop
GME
$9.82B
| $8.56M | ﹤0.01% |
1,657,052
+722,684
| +77% | +$3.74M |
|
1723
Ingersoll Rand
IR
$33B
| $8.56M | ﹤0.01% |
310,945
+137,592
| +79% | +$3.24M |
|
1724
CALL
Teva Pharmaceuticals
TEVA
$41.2B
| $8.54M | ﹤0.01% |
485,300
-33,110
| -6% | -$745K |
|
1725
Sprouts Farmers Market
SFM
$8.17B
| $8.52M | ﹤0.01% |
453,927
+370,982
| +447% | +$8.21M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.