UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JCP
1701
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
| $7.66M | ﹤0.01% |
1,243,700
+931,000
| +298% | +$6.16M |
|
|
PF
1702
DELISTED
Pinnacle Foods, Inc.
PF
| $7.65M | ﹤0.01% |
132,124
-96,098
| -42% | -$5.34M |
|
1703
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6B
| $7.64M | ﹤0.01% |
292,144
-122,487
| -30% | -$3.11M |
|
|
CEM
1704
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $7.63M | ﹤0.01% |
91,232
+2,043
| +2% | +$171K |
|
1705
PUT
State Street SPDR S&P Biotech ETF
XBI
$9.95B
| $7.63M | ﹤0.01% |
110,000
-259,300
| -70% | -$17.4M |
|
1706
ManpowerGroup
MAN
$2.44B
| $7.62M | ﹤0.01% |
74,254
+1,853
| +3% | +$180K |
|
1707
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$106M
| $7.61M | ﹤0.01% |
368,825
+23,987
| +7% | +$487K |
|
1708
iShares Mortgage Real Estate ETF
REM
$539M
| $7.61M | ﹤0.01% |
168,070
+4,701
| +3% | +$207K |
|
1709
Cognex
CGNX
$10.9B
| $7.59M | ﹤0.01% |
180,916
+53,180
| +42% | +$1.94M |
|
|
PVTB
1710
DELISTED
PrivateBancorp Inc
PVTB
| $7.58M | ﹤0.01% |
127,703
-32,438
| -20% | -$1.82M |
|
1711
Zillow
Z
$7.79B
| $7.58M | ﹤0.01% |
225,167
-86,509
| -28% | -$3.08M |
|
1712
Oaktree Specialty Lending
OCSL
$1.02B
| $7.57M | ﹤0.01% |
545,965
+72,600
| +15% | +$1.08M |
|
1713
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
| $7.56M | ﹤0.01% |
265,502
+72,364
| +37% | +$2.05M |
|
|
CMD
1714
DELISTED
Cantel Medical Corporation
CMD
| $7.56M | ﹤0.01% |
94,421
-3,833
| -4% | -$305K |
|
1715
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
| $7.55M | ﹤0.01% |
6,095
-870
| -12% | -$1.06M |
|
1716
Emcor
EME
$35.2B
| $7.54M | ﹤0.01% |
119,849
+35,033
| +41% | +$2.32M |
|
|
PF
1717
CALL
DELISTED
Pinnacle Foods, Inc.
PF
| $7.52M | ﹤0.01% |
+130,000
| New | +$7.22M |
|
1718
CALL
Baxter International
BAX
$13.5B
| $7.52M | ﹤0.01% |
+145,000
| New | +$7.13M |
|
1719
CALL
American Express
AXP
$227B
| $7.51M | ﹤0.01% |
95,000
-280,400
| -75% | -$21.9M |
|
|
BERY
1720
DELISTED
Berry Global Group, Inc.
BERY
| $7.51M | ﹤0.01% |
168,458
+19,366
| +13% | +$891K |
|
1721
Atmos Energy
ATO
$28.8B
| $7.5M | ﹤0.01% |
94,930
-52,787
| -36% | -$4.05M |
|
1722
Trinity Industries
TRN
$2.49B
| $7.48M | ﹤0.01% |
391,572
+65,811
| +20% | +$1.3M |
|
1723
PUT
Prudential Financial
PRU
$42.4B
| $7.47M | ﹤0.01% |
70,000
-30,000
| -30% | -$3.24M |
|
1724
PUT
Red Robin
RRGB
$145M
| $7.45M | ﹤0.01% |
+127,400
| New | +$6.4M |
|
1725
State Street SPDR S&P International Small Cap ETF
GWX
$856M
| $7.45M | ﹤0.01% |
236,245
+19,903
| +9% | +$611K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.