UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CMD
1701
DELISTED
Cantel Medical Corporation
CMD
| $7.74M | ﹤0.01% |
98,254
+5,279
| +6% | +$410K |
|
1702
American Eagle Outfitters
AEO
$2.88B
| $7.74M | ﹤0.01% |
509,948
-3,065
| -0.6% | -$52.4K |
|
1703
Diamondback Energy
FANG
$57.1B
| $7.73M | ﹤0.01% |
76,510
+29,486
| +63% | +$2.94M |
|
1704
Precigen
PGEN
$2.24B
| $7.73M | ﹤0.01% |
321,033
+78,347
| +32% | +$2.18M |
|
|
BRCD
1705
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $7.71M | ﹤0.01% |
617,648
+584,084
| +1,740% | +$6.57M |
|
1706
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $7.69M | ﹤0.01% |
511,257
-3,810
| -0.7% | -$55.7K |
|
1707
ArcelorMittal
MT
$52.9B
| $7.69M | ﹤0.01% |
350,965
-97,903
| -22% | -$2.08M |
|
1708
Oxford Square Capital
OXSQ
$163M
| $7.69M | ﹤0.01% |
1,162,749
+244,236
| +27% | +$1.51M |
|
1709
BlackRock Science and Technology Trust
BST
$1.61B
| $7.68M | ﹤0.01% |
433,464
+63,987
| +17% | +$1.17M |
|
1710
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
| $7.67M | ﹤0.01% |
146,265
-11,528
| -7% | -$605K |
|
|
SPLK
1711
CALL
DELISTED
Splunk Inc
SPLK
| $7.67M | ﹤0.01% |
150,000
| – | – |
|
1712
ALPS Equal Sector Weight ETF
EQL
$757M
| $7.65M | ﹤0.01% |
382,770
-1,524
| -0.4% | -$30.1K |
|
1713
Invesco DB Base Metals Fund
DBB
$312M
| $7.63M | ﹤0.01% |
511,085
+406,783
| +390% | +$6M |
|
1714
Oaktree Specialty Lending
OCSL
$1.02B
| $7.63M | ﹤0.01% |
473,365
+41,917
| +10% | +$699K |
|
1715
Moody's
MCO
$82.8B
| $7.61M | ﹤0.01% |
80,715
+6,988
| +9% | +$705K |
|
1716
Match Group
MTCH
$9.19B
| $7.59M | ﹤0.01% |
444,125
+3,075
| +0.7% | +$54.5K |
|
1717
MGM Resorts International
MGM
$11.4B
| $7.59M | ﹤0.01% |
263,222
-13,777
| -5% | -$382K |
|
1718
Vanguard Communication Services ETF
VOX
$5.59B
| $7.59M | ﹤0.01% |
75,779
-6,520
| -8% | -$614K |
|
1719
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $7.58M | ﹤0.01% |
769,960
+87,244
| +13% | +$836K |
|
1720
PennantPark Floating Rate Capital
PFLT
$689M
| $7.57M | ﹤0.01% |
536,811
+44,357
| +9% | +$599K |
|
|
ERF
1721
DELISTED
Enerplus Corporation
ERF
| $7.57M | ﹤0.01% |
798,208
+4,681
| +0.6% | +$37.1K |
|
1722
CALL
Suncor Energy
SU
$79.4B
| $7.56M | ﹤0.01% |
231,200
| – | – |
|
1723
iShares Global 100 ETF
IOO
$8.93B
| $7.54M | ﹤0.01% |
196,466
-6,998
| -3% | -$264K |
|
|
BSCM
1724
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $7.53M | ﹤0.01% |
359,693
+31,642
| +10% | +$671K |
|
1725
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$679M
| $7.52M | ﹤0.01% |
202,072
-63,145
| -24% | -$2.23M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.