UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Rithm Capital
RITM
$5.69B
| $15.3M | 0.01% |
1,645,172
+201,179
| +14% | +$1.98M |
|
|
EXAS
1677
DELISTED
Exact Sciences
EXAS
| $15.2M | 0.01% |
223,509
+26,485
| +13% | +$2.25M |
|
1678
CALL
Antero Resources
AR
$10.7B
| $15.2M | 0.01% |
600,000
| – | – |
|
1679
CALL
CSX Corp
CSX
$93.1B
| $15.2M | 0.01% |
493,700
+21,500
| +5% | +$681K |
|
|
WBA
1680
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $15.2M | 0.01% |
681,600
+121,500
| +22% | +$3.23M |
|
1681
Avantis International Equity ETF
AVDE
$18.7B
| $15.1M | 0.01% |
272,229
+37,979
| +16% | +$2.18M |
|
1682
Neurocrine Biosciences
NBIX
$16.6B
| $15.1M | 0.01% |
134,239
+10,938
| +9% | +$1.15M |
|
1683
CALL
Hertz
HTZ
$809M
| $15.1M | 0.01% |
+1,231,272
| New | +$20.6M |
|
1684
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.53B
| $15M | 0.01% |
775,532
-30,385
| -4% | -$605K |
|
1685
CALL
Boston Scientific
BSX
$71.5B
| $15M | 0.01% |
284,600
+93,700
| +49% | +$4.91M |
|
|
FISV
1686
PUT
Fiserv Inc
FISV
$27.9B
| $15M | 0.01% |
132,700
-108,000
| -45% | -$13.3M |
|
1687
Vail Resorts
MTN
$5.3B
| $15M | 0.01% |
67,525
+22,006
| +48% | +$5.22M |
|
1688
PUT
Honeywell
HON
$78B
| $14.9M | 0.01% |
85,835
| – | – |
|
1689
Federal Signal
FSS
$7.83B
| $14.9M | 0.01% |
249,614
-24,595
| -9% | -$1.49M |
|
|
JBGS
1690
JBG SMITH
JBGS
$708M
| $14.9M | 0.01% |
1,029,631
+375,197
| +57% | +$5.81M |
|
1691
Invesco CEF Income Composite ETF
PCEF
$814M
| $14.9M | 0.01% |
868,770
+12,684
| +1% | +$227K |
|
1692
Coherent
COHR
$74.2B
| $14.9M | 0.01% |
455,058
-496,938
| -52% | -$20.4M |
|
1693
CALL
PACCAR
PCAR
$70.1B
| $14.8M | 0.01% |
174,400
+12,200
| +8% | +$1.04M |
|
1694
Cambria Shareholder Yield ETF
SYLD
$1.01B
| $14.8M | 0.01% |
239,169
+32,718
| +16% | +$2.05M |
|
1695
Manhattan Associates
MANH
$11.4B
| $14.8M | 0.01% |
74,844
-1,992
| -3% | -$389K |
|
|
SOVO
1696
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
| $14.8M | 0.01% |
655,813
+597,787
| +1,030% | +$12.6M |
|
1697
Barings BDC
BBDC
$965M
| $14.7M | 0.01% |
1,654,181
-216,634
| -12% | -$1.86M |
|
1698
Lyft
LYFT
$6.63B
| $14.7M | 0.01% |
1,397,584
-92,714
| -6% | -$1.03M |
|
1699
CALL
Etsy
ETSY
$7.85B
| $14.7M | 0.01% |
227,100
+140,200
| +161% | +$11.1M |
|
1700
Invesco S&P MidCap Quality ETF
XMHQ
$5.63B
| $14.7M | 0.01% |
+181,915
| New | +$14.9M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.