UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
PUT
Intercontinental Exchange
ICE
$85.9B
| $15.9M | 0.01% |
138,657
+100,700
| +265% | +$12M |
|
|
IGI
1677
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.8M
| $15.9M | 0.01% |
719,524
-8,109
| -1% | -$179K |
|
1678
CALL
Invesco Solar ETF
TAN
$1.47B
| $15.9M | 0.01% |
198,600
| – | – |
|
|
AL
1679
DELISTED
Air Lease Corp
AL
| $15.8M | 0.01% |
402,654
-6,452
| -2% | -$263K |
|
1680
Novavax
NVAX
$1.28B
| $15.8M | 0.01% |
76,337
+28,638
| +60% | +$6.31M |
|
1681
Cousins Properties
CUZ
$4.96B
| $15.8M | 0.01% |
423,929
+53,141
| +14% | +$2.05M |
|
1682
Rollins
ROL
$18B
| $15.8M | 0.01% |
447,463
-31,069
| -6% | -$1.16M |
|
1683
Global X Genomics & Biotechnology ETF
GNOM
$83.9M
| $15.8M | 0.01% |
178,336
+4,244
| +2% | +$398K |
|
|
SPLK
1684
CALL
DELISTED
Splunk Inc
SPLK
| $15.8M | 0.01% |
108,985
+71,679
| +192% | +$10.4M |
|
1685
CALL
Accenture
ACN
$106B
| $15.8M | 0.01% |
49,246
+15,900
| +48% | +$5.17M |
|
1686
Lattice Semiconductor
LSCC
$18.9B
| $15.7M | 0.01% |
243,593
+687
| +0.3% | +$40.6K |
|
1687
CALL
Match Group
MTCH
$8.58B
| $15.7M | ﹤0.01% |
+100,000
| New | +$15.2M |
|
1688
Fortune Brands Innovations
FBIN
$6.19B
| $15.7M | ﹤0.01% |
205,341
-39,428
| -16% | -$3.28M |
|
1689
ProShares Short QQQ
PSQ
$725M
| $15.7M | ﹤0.01% |
257,119
+176,479
| +219% | +$10.5M |
|
1690
PUT
Invesco Mortgage Capital
IVR
$809M
| $15.6M | ﹤0.01% |
496,460
+132,640
| +36% | +$4.31M |
|
1691
CRISPR Therapeutics
CRSP
$5.21B
| $15.6M | ﹤0.01% |
139,653
+23,879
| +21% | +$3M |
|
1692
FlexShares Quality Dividend Index Fund
QDF
$2.27B
| $15.6M | ﹤0.01% |
280,836
+15,364
| +6% | +$881K |
|
1693
iShares Dow Jones US ETF
IYY
$3.06B
| $15.6M | ﹤0.01% |
144,601
+3,793
| +3% | +$421K |
|
|
X
1694
DELISTED
US Steel
X
| $15.5M | ﹤0.01% |
707,664
-158,940
| -18% | -$3.98M |
|
1695
Teva Pharmaceuticals
TEVA
$41.5B
| $15.5M | ﹤0.01% |
1,596,096
+265,204
| +20% | +$2.48M |
|
1696
HEICO Corp
HEI
$51B
| $15.5M | ﹤0.01% |
117,844
+7,739
| +7% | +$1.02M |
|
1697
ZIM Integrated Shipping Services
ZIM
$3.18B
| $15.5M | ﹤0.01% |
306,150
+295,943
| +2,899% | +$13.8M |
|
1698
PUT
Arista Networks
ANET
$239B
| $15.5M | ﹤0.01% |
721,600
+81,600
| +13% | +$1.87M |
|
1699
SM Energy
SM
$6.89B
| $15.5M | ﹤0.01% |
587,328
-408,727
| -41% | -$8.26M |
|
1700
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
| $15.5M | ﹤0.01% |
153,694
-18,606
| -11% | -$1.88M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.