UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Lear
LEA
$8.18B
| $9.53M | ﹤0.01% |
87,377
+19,117
| +28% | +$2.18M |
|
|
DIAX
1677
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
| $9.52M | ﹤0.01% |
703,561
-17,775
| -2% | -$245K |
|
1678
Sun Life Financial
SLF
$45.4B
| $9.51M | ﹤0.01% |
233,510
-14,988
| -6% | -$606K |
|
|
HRC
1679
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $9.51M | ﹤0.01% |
113,846
+62,258
| +121% | +$6.09M |
|
1680
Columbia Emerging Markets Consumer ETF
ECON
$337M
| $9.49M | ﹤0.01% |
378,621
-14,697
| -4% | -$365K |
|
1681
PUT
RTX Corp
RTX
$301B
| $9.49M | ﹤0.01% |
164,900
+1,500
| +0.9% | +$91.3K |
|
1682
LKQ Corp
LKQ
$6.29B
| $9.47M | ﹤0.01% |
341,689
+43,393
| +15% | +$1.28M |
|
1683
PUT
Carnival Corporation Ltd
CCL
$39.7B
| $9.4M | ﹤0.01% |
619,317
+196,398
| +46% | +$3.04M |
|
|
Y
1684
DELISTED
Alleghany Corp
Y
| $9.39M | ﹤0.01% |
18,049
+12,159
| +206% | +$6.39M |
|
1685
Sarepta Therapeutics
SRPT
$1.77B
| $9.39M | ﹤0.01% |
66,855
+1,990
| +3% | +$302K |
|
|
ADVM
1686
DELISTED
Adverum Biotechnologies
ADVM
| $9.39M | ﹤0.01% |
91,141
-75,094
| -45% | -$11.2M |
|
1687
PENN Entertainment
PENN
$2.71B
| $9.39M | ﹤0.01% |
129,105
+79,460
| +160% | +$3.9M |
|
1688
BlackRock Corporate High Yield Fund
HYT
$1.37B
| $9.37M | ﹤0.01% |
876,930
+69,373
| +9% | +$748K |
|
1689
CALL
Biogen
BIIB
$30.7B
| $9.36M | ﹤0.01% |
33,000
-3,000
| -8% | -$837K |
|
|
SYNH
1690
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $9.35M | ﹤0.01% |
175,965
+56,555
| +47% | +$3.37M |
|
1691
Vail Resorts
MTN
$5.3B
| $9.35M | ﹤0.01% |
43,705
+10,512
| +32% | +$2.17M |
|
1692
F5
FFIV
$22.7B
| $9.34M | ﹤0.01% |
76,043
-26,237
| -26% | -$3.53M |
|
1693
National Grid
NGG
$81.3B
| $9.31M | ﹤0.01% |
182,129
+29,730
| +20% | +$1.49M |
|
1694
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
| $9.3M | ﹤0.01% |
479,871
+22,249
| +5% | +$430K |
|
1695
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
| $9.3M | ﹤0.01% |
400,000
| – | – |
|
|
RA
1696
Brookfield Real Assets Income Fund
RA
$708M
| $9.28M | ﹤0.01% |
561,960
-134,991
| -19% | -$2.29M |
|
1697
Rollins
ROL
$18.2B
| $9.27M | ﹤0.01% |
256,506
-10,385
| -4% | -$359K |
|
1698
Donaldson
DCI
$11.4B
| $9.25M | ﹤0.01% |
199,183
+33,920
| +21% | +$1.65M |
|
|
UFS
1699
PUT
DELISTED
DOMTAR CORPORATION (New)
UFS
| $9.2M | ﹤0.01% |
+350,000
| New | +$8.86M |
|
1700
PUT
Accenture
ACN
$108B
| $9.18M | ﹤0.01% |
40,600
+14,200
| +54% | +$3.25M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.