UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
Royce Value Trust
RVT
$2.29B
| $11.2M | ﹤0.01% |
817,201
+34,628
| +4% | +$476K |
|
1677
Western Union
WU
$2.26B
| $11.2M | ﹤0.01% |
485,103
-66,780
| -12% | -$1.44M |
|
1678
Jones Lang LaSalle
JLL
$17.2B
| $11.2M | ﹤0.01% |
80,774
+40,989
| +103% | +$5.68M |
|
1679
iShares New York Muni Bond ETF
NYF
$1.39B
| $11.2M | ﹤0.01% |
196,242
+11,400
| +6% | +$653K |
|
1680
Under Armour Class C
UA
$2.82B
| $11.2M | ﹤0.01% |
618,925
-642,286
| -51% | -$12.7M |
|
1681
Cameco
CCJ
$41.1B
| $11.1M | ﹤0.01% |
1,171,184
+532,588
| +83% | +$5M |
|
1682
CALL
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.57B
| $11.1M | ﹤0.01% |
410,000
+30,000
| +8% | +$826K |
|
1683
CALL
PayPal
PYPL
$49.6B
| $11.1M | ﹤0.01% |
107,000
-191,500
| -64% | -$21.1M |
|
|
IBMK
1684
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
| $11.1M | ﹤0.01% |
423,982
-11,860
| -3% | -$311K |
|
|
PLAN
1685
CALL
DELISTED
Anaplan, Inc.
PLAN
| $11M | ﹤0.01% |
235,000
| – | – |
|
1686
Expeditors International
EXPD
$23.7B
| $11M | ﹤0.01% |
148,591
-65,964
| -31% | -$4.83M |
|
1687
PUT
PTC
PTC
$15.1B
| $11M | ﹤0.01% |
+161,900
| New | +$11.8M |
|
1688
PUT
Eli Lilly
LLY
$1.04T
| $11M | ﹤0.01% |
98,600
-61,300
| -38% | -$6.82M |
|
1689
Madison Square Garden
MSGS
$9.42B
| $11M | ﹤0.01% |
58,602
-222,174
| -79% | -$43.6M |
|
1690
CALL
Agnico Eagle Mines
AEM
$83.8B
| $11M | ﹤0.01% |
+205,400
| New | +$11.6M |
|
1691
WisdomTree US High Dividend Fund
DHS
$1.57B
| $11M | ﹤0.01% |
147,815
-4,423
| -3% | -$322K |
|
1692
iShares US Transportation ETF
IYT
$2.28B
| $11M | ﹤0.01% |
236,228
-103,196
| -30% | -$4.82M |
|
1693
Autohome
ATHM
$2.65B
| $11M | ﹤0.01% |
132,033
-67,496
| -34% | -$5.79M |
|
|
MYD
1694
DELISTED
BlackRock MuniYield Fund
MYD
| $11M | ﹤0.01% |
736,439
-23,393
| -3% | -$345K |
|
|
MLNX
1695
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
| $11M | ﹤0.01% |
100,000
+50,000
| +100% | +$5.52M |
|
1696
Invesco International Dividend Achievers ETF
PID
$917M
| $10.9M | ﹤0.01% |
682,341
+24,189
| +4% | +$385K |
|
|
CELG
1697
PUT
DELISTED
Celgene Corp
CELG
| $10.9M | ﹤0.01% |
110,000
-100
| -0.1% | -$9.5K |
|
1698
Assurant
AIZ
$14.9B
| $10.9M | ﹤0.01% |
86,469
+11,572
| +15% | +$1.37M |
|
1699
Exelixis
EXEL
$14.3B
| $10.9M | ﹤0.01% |
614,451
+362,021
| +143% | +$7.33M |
|
1700
Okta
OKTA
$25.6B
| $10.9M | ﹤0.01% |
110,334
-22,876
| -17% | -$2.86M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.