UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Sunoco
SUN
$13.3B
| $15.7M | 0.01% |
321,467
-8,389
| -3% | -$381K |
|
1652
CALL
Delta Air Lines
DAL
$60.1B
| $15.7M | 0.01% |
425,000
-65,040
| -13% | -$2.82M |
|
1653
Zebra Technologies
ZBRA
$17.8B
| $15.7M | 0.01% |
66,203
-39,111
| -37% | -$10.6M |
|
1654
PUT
Hartford Financial Services
HIG
$39.3B
| $15.6M | 0.01% |
220,700
| – | – |
|
1655
UDR
UDR
$12.3B
| $15.6M | 0.01% |
438,524
+393,139
| +866% | +$15.7M |
|
1656
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
| $15.6M | 0.01% |
713,654
+132,417
| +23% | +$2.94M |
|
1657
FlexShares Quality Dividend Index Fund
QDF
$2.28B
| $15.6M | 0.01% |
279,068
-2,552
| -0.9% | -$148K |
|
1658
PUT
Etsy
ETSY
$7.85B
| $15.6M | 0.01% |
240,800
+43,900
| +22% | +$3.46M |
|
1659
iShares US Financial Services ETF
IYG
$2.2B
| $15.5M | 0.01% |
301,515
+18,348
| +6% | +$992K |
|
1660
Polaris
PII
$4.07B
| $15.5M | 0.01% |
149,054
+11,055
| +8% | +$1.31M |
|
1661
PUT
ArcelorMittal
MT
$55.3B
| $15.5M | 0.01% |
+620,000
| New | +$16.5M |
|
1662
Lennox International
LII
$15.2B
| $15.5M | 0.01% |
41,435
+15,341
| +59% | +$5.53M |
|
|
BERY
1663
DELISTED
Berry Global Group, Inc.
BERY
| $15.5M | 0.01% |
272,823
+132,963
| +95% | +$7.82M |
|
1664
Rexford Industrial Realty
REXR
$8.19B
| $15.5M | 0.01% |
314,157
+221,951
| +241% | +$11.7M |
|
1665
iShares Latin America 40 ETF
ILF
$3.76B
| $15.5M | 0.01% |
605,656
+22,385
| +4% | +$598K |
|
1666
Cohen & Steers Infrastructure Fund
UTF
$3.04B
| $15.4M | 0.01% |
787,872
-61,863
| -7% | -$1.36M |
|
1667
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $15.4M | 0.01% |
387,559
+7,125
| +2% | +$295K |
|
1668
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
| $15.4M | 0.01% |
255,259
+43,552
| +21% | +$2.75M |
|
1669
Nuveen ESG Large-Cap Growth ETF
NULG
$2.78B
| $15.4M | 0.01% |
256,533
-2,927
| -1% | -$183K |
|
1670
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
| $15.4M | 0.01% |
212,568
-4,142
| -2% | -$320K |
|
1671
PUT
Western Digital
WDC
$150B
| $15.4M | 0.01% |
445,983
+127,272
| +40% | +$4.01M |
|
1672
CALL
Regions Financial
RF
$26.8B
| $15.4M | 0.01% |
892,900
-152,600
| -15% | -$2.89M |
|
1673
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
| $15.3M | 0.01% |
569,761
+134,420
| +31% | +$3.78M |
|
1674
CRISPR Therapeutics
CRSP
$5.17B
| $15.3M | 0.01% |
337,130
+74,470
| +28% | +$3.85M |
|
1675
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $15.3M | 0.01% |
149,900
-4,253,400
| -97% | -$448M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.