UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AXON
1651
Axon Enterprise
AXON
$46.4B
| $9.9M | ﹤0.01% |
109,164
+22,895
| +27% | +$1.99M |
|
1652
HSBC
HSBC
$356B
| $9.9M | ﹤0.01% |
505,665
+215,792
| +74% | +$4.73M |
|
1653
John Hancock Multifactor Small Cap ETF
JHSC
$744M
| $9.89M | ﹤0.01% |
405,549
+155,462
| +62% | +$3.83M |
|
1654
Paylocity
PCTY
$7.98B
| $9.88M | ﹤0.01% |
61,195
+9,726
| +19% | +$1.37M |
|
1655
CALL
Merck
MRK
$318B
| $9.83M | ﹤0.01% |
124,188
+61,518
| +98% | +$4.82M |
|
|
IPG
1656
DELISTED
Interpublic Group of Companies
IPG
| $9.82M | ﹤0.01% |
589,089
-56,836
| -9% | -$1.01M |
|
1657
PUT
KB Home
KBH
$3.59B
| $9.79M | ﹤0.01% |
255,000
| – | – |
|
1658
Ralph Lauren
RL
$23.6B
| $9.79M | ﹤0.01% |
144,012
+19,670
| +16% | +$1.4M |
|
|
CHI
1659
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
| $9.78M | ﹤0.01% |
889,165
-18,933
| -2% | -$212K |
|
|
DOG
1660
ProShares Short Dow30
DOG
$97.3M
| $9.78M | ﹤0.01% |
223,240
-162,557
| -42% | -$7.3M |
|
1661
CALL
ServiceNow
NOW
$129B
| $9.75M | ﹤0.01% |
+100,500
| New | +$8.98M |
|
1662
PUT
Sysco
SYY
$40.3B
| $9.67M | ﹤0.01% |
155,400
+125,400
| +418% | +$7.3M |
|
1663
Textron
TXT
$15.4B
| $9.66M | ﹤0.01% |
267,546
+73,546
| +38% | +$2.67M |
|
|
IBMK
1664
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
| $9.65M | ﹤0.01% |
364,309
-30,405
| -8% | -$805K |
|
1665
PUT
Eli Lilly
LLY
$1.06T
| $9.62M | ﹤0.01% |
65,000
+40,000
| +160% | +$6.19M |
|
1666
CarMax
KMX
$8.26B
| $9.61M | ﹤0.01% |
104,587
-16,540
| -14% | -$1.65M |
|
1667
JetBlue
JBLU
$2.29B
| $9.6M | ﹤0.01% |
847,614
-56,232
| -6% | -$631K |
|
1668
SLR Investment Corp
SLRC
$715M
| $9.59M | ﹤0.01% |
604,739
-22,636
| -4% | -$371K |
|
1669
Opko Health
OPK
$1.02B
| $9.58M | ﹤0.01% |
2,596,810
+2,180,531
| +524% | +$9.2M |
|
1670
Invesco Municipal Trust
VKQ
$551M
| $9.58M | ﹤0.01% |
797,840
-46,645
| -6% | -$573K |
|
1671
Landstar System
LSTR
$6.21B
| $9.57M | ﹤0.01% |
76,290
-48,528
| -39% | -$6.11M |
|
|
XLRN
1672
DELISTED
Acceleron Pharma
XLRN
| $9.56M | ﹤0.01% |
84,940
-9,051
| -10% | -$901K |
|
1673
PUT
Beyond Meat
BYND
$277M
| $9.55M | ﹤0.01% |
57,500
-42,500
| -43% | -$5.76M |
|
1674
Lamar Advertising Co
LAMR
$16.3B
| $9.55M | ﹤0.01% |
144,280
+50,651
| +54% | +$3.36M |
|
1675
Atlassian
TEAM
$37.8B
| $9.53M | ﹤0.01% |
52,418
-13,644
| -21% | -$2.43M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.