UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
Gray Television
GTN
$441M
| $14M | ﹤0.01% |
651,326
+217,019
| +50% | +$4.03M |
|
1652
iShares CMBS ETF
CMBS
$473M
| $13.9M | ﹤0.01% |
263,467
-5,909
| -2% | -$314K |
|
1653
CALL
Hartford Financial Services
HIG
$38.9B
| $13.9M | ﹤0.01% |
228,400
-30,800
| -12% | -$1.85M |
|
1654
PUT
Palo Alto Networks
PANW
$299B
| $13.9M | ﹤0.01% |
360,000
+90,000
| +33% | +$3.4M |
|
1655
Landstar System
LSTR
$6.16B
| $13.9M | ﹤0.01% |
121,758
+47,976
| +65% | +$5.42M |
|
1656
CALL
Las Vegas Sands
LVS
$29.8B
| $13.9M | ﹤0.01% |
200,700
+5,500
| +3% | +$343K |
|
1657
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.46B
| $13.8M | ﹤0.01% |
632,453
+106,308
| +20% | +$2.24M |
|
1658
Five Below
FIVE
$12.3B
| $13.8M | ﹤0.01% |
107,774
+44,784
| +71% | +$5.61M |
|
|
MITT
1659
TPG Mortgage Investment Trust
MITT
$227M
| $13.8M | ﹤0.01% |
297,562
+7,031
| +2% | +$324K |
|
1660
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
| $13.8M | ﹤0.01% |
134,892
+3,332
| +3% | +$345K |
|
1661
WisdomTree US SmallCap Earnings Fund
EES
$741M
| $13.8M | ﹤0.01% |
357,757
-12,931
| -3% | -$478K |
|
1662
Spotify
SPOT
$98.3B
| $13.7M | ﹤0.01% |
91,906
-36,097
| -28% | -$4.96M |
|
1663
Bausch Health
BHC
$2.41B
| $13.7M | ﹤0.01% |
458,765
-27,354
| -6% | -$711K |
|
|
WUBA
1664
DELISTED
58.com Inc
WUBA
| $13.7M | ﹤0.01% |
211,709
-8,014
| -4% | -$451K |
|
1665
CALL
PayPal
PYPL
$50.1B
| $13.7M | ﹤0.01% |
126,500
+19,500
| +18% | +$2.03M |
|
1666
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
| $13.7M | ﹤0.01% |
185,770
-72,434
| -28% | -$5.07M |
|
1667
iShares MSCI World ETF
URTH
$8.22B
| $13.6M | ﹤0.01% |
137,993
+25,485
| +23% | +$2.43M |
|
1668
IQVIA
IQV
$37.6B
| $13.6M | ﹤0.01% |
88,175
-24,626
| -22% | -$3.6M |
|
1669
SLR Investment Corp
SLRC
$719M
| $13.6M | ﹤0.01% |
660,303
-65,224
| -9% | -$1.34M |
|
|
NID
1670
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $13.6M | ﹤0.01% |
978,595
-700
| -0.1% | -$9.64K |
|
1671
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $13.6M | ﹤0.01% |
531,201
+77,332
| +17% | +$1.97M |
|
|
GBT
1672
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $13.6M | ﹤0.01% |
+170,800
| New | +$10.1M |
|
1673
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
| $13.5M | ﹤0.01% |
206,074
-1,029
| -0.5% | -$65.1K |
|
|
GWPH
1674
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
| $13.5M | ﹤0.01% |
129,460
+16,283
| +14% | +$1.83M |
|
1675
Fair Isaac
FICO
$22.6B
| $13.5M | ﹤0.01% |
36,112
+20,397
| +130% | +$6.86M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.