UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
SK Telecom
SKM
$13.4B
| $11.6M | ﹤0.01% |
316,860
+124,526
| +65% | +$4.66M |
|
1652
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
| $11.6M | ﹤0.01% |
453,869
+277,485
| +157% | +$7.09M |
|
1653
Wabtec
WAB
$50B
| $11.6M | ﹤0.01% |
161,118
+8,468
| +6% | +$602K |
|
1654
Workday
WDAY
$42.1B
| $11.6M | ﹤0.01% |
68,117
-27,994
| -29% | -$5.4M |
|
1655
PUT
General Mills
GIS
$19.2B
| $11.6M | ﹤0.01% |
209,800
-10,000
| -5% | -$539K |
|
|
TYG
1656
Tortoise Energy Infrastructure Corp
TYG
$1.06B
| $11.5M | ﹤0.01% |
141,166
-4,887
| -3% | -$422K |
|
1657
American Airlines Group
AAL
$11B
| $11.5M | ﹤0.01% |
427,676
-41,238
| -9% | -$1.21M |
|
|
TRVG
1658
trivago
TRVG
$366M
| $11.5M | ﹤0.01% |
557,379
+6,029
| +1% | +$137K |
|
1659
Hormel Foods
HRL
$13.9B
| $11.5M | ﹤0.01% |
261,841
-43,804
| -14% | -$1.84M |
|
1660
CALL
BP
BP
$106B
| $11.4M | ﹤0.01% |
300,700
-765,888
| -72% | -$29.2M |
|
|
TYPE
1661
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $11.4M | ﹤0.01% |
576,554
+561,370
| +3,697% | +$10.7M |
|
1662
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.7B
| $11.4M | ﹤0.01% |
42,400
+2,000
| +5% | +$534K |
|
1663
Repligen
RGEN
$8.95B
| $11.4M | ﹤0.01% |
148,691
+120,004
| +418% | +$10.5M |
|
|
TMX
1664
DELISTED
Terminix Global Holdings, Inc.
TMX
| $11.4M | ﹤0.01% |
203,938
-10,278
| -5% | -$567K |
|
1665
Textron
TXT
$15.2B
| $11.4M | ﹤0.01% |
232,157
+54,089
| +30% | +$2.64M |
|
1666
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
| $11.4M | ﹤0.01% |
211,809
+4,083
| +2% | +$214K |
|
|
ATH
1667
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
| $11.3M | ﹤0.01% |
269,422
+18,492
| +7% | +$758K |
|
1668
Regency Centers
REG
$14.5B
| $11.3M | ﹤0.01% |
162,884
-67,738
| -29% | -$4.51M |
|
1669
PUT
Dollar Tree
DLTR
$24.7B
| $11.3M | ﹤0.01% |
99,100
-33,900
| -25% | -$3.55M |
|
|
DOCU
1670
DocuSign
DOCU
$11B
| $11.3M | ﹤0.01% |
182,197
+22,413
| +14% | +$1.17M |
|
1671
CALL
Ulta Beauty
ULTA
$23.2B
| $11.3M | ﹤0.01% |
+45,000
| New | +$13.8M |
|
1672
CALL
Las Vegas Sands
LVS
$29.7B
| $11.3M | ﹤0.01% |
195,200
-86,320
| -31% | -$5.03M |
|
1673
CALL
L3Harris
LHX
$53.3B
| $11.3M | ﹤0.01% |
+54,000
| New | +$11.1M |
|
1674
Kohl's
KSS
$2.23B
| $11.3M | ﹤0.01% |
226,703
-148,869
| -40% | -$7.3M |
|
1675
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
| $11.2M | ﹤0.01% |
100,000
| – | – |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.