UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MFGP
1651
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
| $9.41M | ﹤0.01% |
+243,714
| New | +$9.41M |
|
1652
PUT
Weibo
WB
$1.99B
| $9.4M | ﹤0.01% |
95,000
| – | – |
|
1653
Pembina Pipeline
PBA
$29.3B
| $9.37M | ﹤0.01% |
266,982
+103,154
| +63% | +$3.44M |
|
1654
Healthcare Realty
HR
$7.46B
| $9.34M | ﹤0.01% |
313,223
-387,031
| -55% | -$11.8M |
|
1655
Fluor
FLR
$6.99B
| $9.33M | ﹤0.01% |
221,543
-3,150
| -1% | -$131K |
|
1656
Vale
VALE
$63.8B
| $9.32M | ﹤0.01% |
925,769
+274,848
| +42% | +$2.76M |
|
1657
Voya Financial
VOYA
$9.09B
| $9.32M | ﹤0.01% |
233,693
+78,882
| +51% | +$3.02M |
|
|
OEFA
1658
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$36.7M
| $9.32M | ﹤0.01% |
367,239
+16,834
| +5% | +$423K |
|
|
1659
PUT
Vale
VALE
$63.8B
| $9.31M | ﹤0.01% |
925,000
+600,000
| +185% | +$6.03M |
|
1660
Western Midstream Partners
WES
$19.6B
| $9.31M | ﹤0.01% |
226,016
+10,808
| +5% | +$443K |
|
|
ETFC
1661
DELISTED
E*Trade Financial Corporation
ETFC
| $9.3M | ﹤0.01% |
213,377
+65,193
| +44% | +$2.65M |
|
|
VIAB
1662
CALL
DELISTED
Viacom Inc. Class B
VIAB
| $9.28M | ﹤0.01% |
333,200
+170,300
| +105% | +$5.25M |
|
|
BSCM
1663
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $9.27M | ﹤0.01% |
432,810
-2,854
| -0.7% | -$61.1K |
|
|
BSCL
1664
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $9.26M | ﹤0.01% |
433,323
+4,959
| +1% | +$106K |
|
|
PF
1665
DELISTED
Pinnacle Foods, Inc.
PF
| $9.25M | ﹤0.01% |
161,728
-26,892
| -14% | -$1.6M |
|
1666
CMS Energy
CMS
$22.7B
| $9.24M | ﹤0.01% |
199,522
+67,790
| +51% | +$3.2M |
|
1667
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$555M
| $9.24M | ﹤0.01% |
167,846
-44,781
| -21% | -$2.33M |
|
1668
Westlake Corp
WLK
$9.19B
| $9.24M | ﹤0.01% |
111,165
+30,995
| +39% | +$2.28M |
|
1669
iShares US Utilities ETF
IDU
$1.36B
| $9.22M | ﹤0.01% |
138,736
-16,940
| -11% | -$1.14M |
|
1670
Avnet
AVT
$7.12B
| $9.2M | ﹤0.01% |
234,095
+213,440
| +1,033% | +$8.17M |
|
1671
CALL
American International
AIG
$41.8B
| $9.2M | ﹤0.01% |
149,800
+8,600
| +6% | +$536K |
|
1672
National Grid
NGG
$80.8B
| $9.16M | ﹤0.01% |
165,216
-15,639
| -9% | -$873K |
|
1673
Arthur J. Gallagher & Co
AJG
$65.9B
| $9.15M | ﹤0.01% |
148,625
-5,323
| -3% | -$313K |
|
1674
Broadridge
BR
$17.9B
| $9.11M | ﹤0.01% |
112,713
+30,251
| +37% | +$2.33M |
|
1675
First Trust Capital Strength ETF
FTCS
$7.95B
| $9.11M | ﹤0.01% |
192,319
+13,832
| +8% | +$643K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.