UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1651
ScottsMiracle-Gro
SMG
$3.82B
| $8.18M | ﹤0.01% |
87,617
+64,662
| +282% | +$5.99M |
|
1652
Alcoa
AA
$11.9B
| $8.16M | ﹤0.01% |
237,081
-124,766
| -34% | -$4.37M |
|
1653
Moelis & Co
MC
$4.97B
| $8.15M | ﹤0.01% |
211,699
+72,317
| +52% | +$2.62M |
|
1654
Alliant Energy
LNT
$18.3B
| $8.14M | ﹤0.01% |
205,450
+10,482
| +5% | +$402K |
|
1655
Itron
ITRI
$4.36B
| $8.12M | ﹤0.01% |
133,751
+38,902
| +41% | +$2.42M |
|
|
SPLK
1656
CALL
DELISTED
Splunk Inc
SPLK
| $8.1M | ﹤0.01% |
130,000
-20,000
| -13% | -$1.2M |
|
|
KATE
1657
CALL
DELISTED
Kate Spade & Company
KATE
| $8.1M | ﹤0.01% |
348,500
-96,300
| -22% | -$2.01M |
|
1658
Albemarle
ALB
$13.9B
| $8.09M | ﹤0.01% |
76,549
+9,244
| +14% | +$900K |
|
1659
3D Systems Corp
DDD
$431M
| $8.08M | ﹤0.01% |
540,346
-14,726
| -3% | -$231K |
|
1660
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
| $8.06M | ﹤0.01% |
943,048
+54,659
| +6% | +$456K |
|
1661
Icahn Enterprises
IEP
$5.24B
| $8.06M | ﹤0.01% |
157,359
+12,405
| +9% | +$700K |
|
1662
Coca-Cola Europacific Partners
CCEP
$48.3B
| $8.06M | ﹤0.01% |
213,757
+22,933
| +12% | +$800K |
|
1663
Global X SuperDividend ETF
SDIV
$1.22B
| $8.04M | ﹤0.01% |
125,019
-5,512
| -4% | -$352K |
|
|
FCRD
1664
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $8.04M | ﹤0.01% |
806,713
+137,939
| +21% | +$1.41M |
|
1665
CALL
Celanese
CE
$4.9B
| $8.03M | ﹤0.01% |
+89,352
| New | +$7.8M |
|
1666
Vanguard International High Dividend Yield ETF
VYMI
$20.6B
| $8.02M | ﹤0.01% |
132,443
-4,729
| -3% | -$281K |
|
|
NTG
1667
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
| $8.01M | ﹤0.01% |
38,559
-4,407
| -10% | -$888K |
|
1668
Children's Place
PLCE
$54.3M
| $8.01M | ﹤0.01% |
66,693
+319
| +0.5% | +$33.6K |
|
1669
iShares JPMorgan EM High Yield Bond ETF
EMHY
$620M
| $7.99M | ﹤0.01% |
160,111
+112,829
| +239% | +$5.6M |
|
1670
CALL
Invesco
IVZ
$13.1B
| $7.99M | ﹤0.01% |
260,800
+187,200
| +254% | +$5.85M |
|
|
MRO
1671
PUT
DELISTED
Marathon Oil Corporation
MRO
| $7.98M | ﹤0.01% |
505,300
+345,000
| +215% | +$5.66M |
|
1672
Installed Building Products
IBP
$6.01B
| $7.98M | ﹤0.01% |
151,259
+13,338
| +10% | +$600K |
|
|
JTA
1673
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
| $7.97M | ﹤0.01% |
651,376
+1,913
| +0.3% | +$22.8K |
|
1674
CALL
Intuit
INTU
$86.5B
| $7.97M | ﹤0.01% |
68,700
+33,000
| +92% | +$3.96M |
|
1675
iShares ESG Optimized MSCI USA ETF
SUSA
$4.01B
| $7.95M | ﹤0.01% |
161,920
+12,042
| +8% | +$578K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.