UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
First Trust Natural Gas ETF
FCG
$621M
| $17M | 0.01% |
1,008,242
-24,122
| -2% | -$351K |
|
|
SEE
1627
DELISTED
Sealed Air
SEE
| $16.9M | 0.01% |
308,853
+27,959
| +10% | +$1.62M |
|
1628
Brixmor Property Group
BRX
$9.25B
| $16.9M | 0.01% |
765,013
-86,845
| -10% | -$1.99M |
|
1629
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
| $16.9M | 0.01% |
331,092
+38,052
| +13% | +$1.94M |
|
|
SRC
1630
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
| $16.9M | 0.01% |
366,455
+294,113
| +407% | +$14.6M |
|
1631
PUT
Texas Roadhouse
TXRH
$13.7B
| $16.8M | 0.01% |
184,400
+109,400
| +146% | +$10.2M |
|
1632
PUT
Cleveland-Cliffs
CLF
$6.98B
| $16.8M | 0.01% |
850,000
+150,000
| +21% | +$3.42M |
|
1633
PUT
GE Aerospace
GE
$389B
| $16.8M | 0.01% |
262,269
-844,938
| -76% | -$54.3M |
|
1634
Plains GP Holdings
PAGP
$5.02B
| $16.8M | 0.01% |
1,560,370
+113,776
| +8% | +$1.19M |
|
1635
Waters Corp
WAT
$39.2B
| $16.8M | 0.01% |
46,982
-35,677
| -43% | -$14M |
|
|
CALY
1636
Callaway Golf Company
CALY
$3.1B
| $16.8M | 0.01% |
607,322
+310,592
| +105% | +$9.45M |
|
|
SPLK
1637
PUT
DELISTED
Splunk Inc
SPLK
| $16.8M | 0.01% |
115,905
-41,241
| -26% | -$6M |
|
1638
Dentsply Sirona
XRAY
$2.64B
| $16.8M | 0.01% |
288,767
+79,032
| +38% | +$4.87M |
|
1639
Invesco Municipal Trust
VKQ
$547M
| $16.8M | 0.01% |
1,250,533
+49,380
| +4% | +$682K |
|
1640
CALL
ConocoPhillips
COP
$140B
| $16.7M | 0.01% |
246,000
+53,600
| +28% | +$3.09M |
|
1641
Ferguson
FERG
$49.1B
| $16.6M | 0.01% |
119,195
+51,725
| +77% | +$7.36M |
|
1642
Robert Half
RHI
$4.16B
| $16.6M | 0.01% |
165,614
+38,362
| +30% | +$3.76M |
|
1643
CALL
Eli Lilly
LLY
$1.06T
| $16.6M | 0.01% |
71,886
+11,200
| +18% | +$2.76M |
|
1644
PUT
Roku
ROKU
$22.3B
| $16.6M | 0.01% |
53,000
+12,500
| +31% | +$4.71M |
|
1645
A.O. Smith
AOS
$8.56B
| $16.6M | 0.01% |
271,770
+84,010
| +45% | +$5.87M |
|
1646
PUT
Itaú Unibanco
ITUB
$90.2B
| $16.6M | 0.01% |
4,323,426
-1,171,890
| -21% | -$4.8M |
|
1647
Incyte
INCY
$24B
| $16.6M | 0.01% |
240,831
+88,590
| +58% | +$6.73M |
|
1648
First Trust Energy AlphaDEX Fund
FXN
$369M
| $16.5M | 0.01% |
1,438,675
-414,198
| -22% | -$4.38M |
|
1649
PUT
Archer Daniels Midland
ADM
$37.4B
| $16.5M | 0.01% |
275,183
| – | – |
|
1650
KB Financial Group
KB
$42.6B
| $16.5M | 0.01% |
355,474
+252,502
| +245% | +$11.4M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.