UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
| $17M | 0.01% |
1,763,826
-235,011
| -12% | -$2.46M |
|
1602
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.25B
| $17M | 0.01% |
194,389
+1,831
| +1% | +$169K |
|
1603
SS&C Technologies
SSNC
$18.6B
| $16.9M | 0.01% |
322,061
+45,025
| +16% | +$2.57M |
|
1604
PUT
Walt Disney
DIS
$181B
| $16.9M | 0.01% |
208,200
+109,200
| +110% | +$9.33M |
|
1605
Hertz
HTZ
$809M
| $16.8M | 0.01% |
1,375,030
+373,347
| +37% | +$6.24M |
|
1606
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
| $16.8M | 0.01% |
383,611
+13,726
| +4% | +$631K |
|
1607
Crane NXT
CXT
$3.07B
| $16.8M | 0.01% |
301,978
-11,013
| -4% | -$639K |
|
1608
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
| $16.8M | 0.01% |
813,987
-236,166
| -22% | -$5.08M |
|
1609
CGI
GIB
$15.5B
| $16.8M | 0.01% |
170,302
-15,839
| -9% | -$1.62M |
|
1610
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
| $16.8M | 0.01% |
863,466
-49,410
| -5% | -$1.01M |
|
1611
iShares CMBS ETF
CMBS
$472M
| $16.8M | 0.01% |
372,081
-15,501
| -4% | -$705K |
|
1612
Invesco Aerospace & Defense ETF
PPA
$8.7B
| $16.7M | 0.01% |
209,466
-6,419
| -3% | -$536K |
|
1613
Boyd Gaming
BYD
$6.06B
| $16.7M | 0.01% |
274,235
+12,798
| +5% | +$852K |
|
1614
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
| $16.7M | 0.01% |
636,077
+150,061
| +31% | +$4.03M |
|
1615
CALL
United Rentals
URI
$72.4B
| $16.7M | 0.01% |
37,500
| – | – |
|
1616
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $16.6M | 0.01% |
657,278
+136,110
| +26% | +$3.53M |
|
1617
iShares US Basic Materials ETF
IYM
$1.25B
| $16.6M | 0.01% |
131,553
-21,318
| -14% | -$2.82M |
|
1618
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
| $16.6M | 0.01% |
352,320
+218,147
| +163% | +$10.8M |
|
1619
Datadog
DDOG
$84B
| $16.6M | 0.01% |
182,108
-20,343
| -10% | -$2.01M |
|
|
FITB
1620
PUT
Fifth Third Bancorp
FITB
$51.8B
| $16.6M | 0.01% |
654,600
-10,200
| -2% | -$275K |
|
1621
Scotiabank
BNS
$108B
| $16.6M | 0.01% |
363,648
+14,501
| +4% | +$695K |
|
1622
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
| $16.5M | 0.01% |
1,775,676
-420,886
| -19% | -$4.3M |
|
1623
Cleveland-Cliffs
CLF
$6.99B
| $16.5M | 0.01% |
1,054,174
-100,778
| -9% | -$1.57M |
|
1624
First Trust Financials AlphaDEX Fund
FXO
$1.14B
| $16.5M | 0.01% |
435,122
-23,375
| -5% | -$923K |
|
1625
Crown Holdings
CCK
$13.1B
| $16.4M | 0.01% |
185,546
+25,972
| +16% | +$2.33M |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.