UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PDO
1601
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
| $19.6M | 0.01% |
1,001,071
+96,211
| +11% | +$1.98M |
|
1602
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
| $19.5M | 0.01% |
592,809
+22,458
| +4% | +$739K |
|
|
VISN
1603
CALL
Vistance Networks Inc
VISN
$2.52B
| $19.5M | 0.01% |
1,767,000
| – | – |
|
1604
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$414M
| $19.3M | 0.01% |
406,424
-28,854
| -7% | -$1.34M |
|
1605
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
| $19.3M | 0.01% |
261,897
-547
| -0.2% | -$40.3K |
|
1606
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
| $19.3M | 0.01% |
951,125
+315,707
| +50% | +$6.44M |
|
1607
Invesco Municipal Opportunity Trust
VMO
$663M
| $19.3M | 0.01% |
1,395,286
-292,824
| -17% | -$3.97M |
|
1608
Wolfspeed
WOLF
$1.71B
| $19.2M | 0.01% |
172,215
-100,869
| -37% | -$11.2M |
|
1609
Neurocrine Biosciences
NBIX
$16.6B
| $19.2M | 0.01% |
225,856
+54,141
| +32% | +$4.98M |
|
1610
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
| $19.2M | 0.01% |
1,227,567
+53,631
| +5% | +$826K |
|
1611
UMB Financial
UMBF
$11.1B
| $19.1M | 0.01% |
180,363
+146,244
| +429% | +$15.1M |
|
1612
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $19.1M | 0.01% |
190,131
+8,093
| +4% | +$819K |
|
|
WRK
1613
DELISTED
WestRock Company
WRK
| $19.1M | 0.01% |
430,764
+16,432
| +4% | +$773K |
|
1614
PUT
AGNC Investment
AGNC
$12.9B
| $19.1M | 0.01% |
1,268,000
-454,700
| -26% | -$7.2M |
|
1615
VanEck Oil Services ETF
OIH
$1.92B
| $19.1M | 0.01% |
103,133
-10,909
| -10% | -$2.2M |
|
1616
Pool Corp
POOL
$7.5B
| $19M | 0.01% |
33,655
+866
| +3% | +$454K |
|
1617
Nu Skin
NUS
$267M
| $19M | 0.01% |
374,696
+331,774
| +773% | +$14.7M |
|
1618
AvalonBay Communities
AVB
$26.8B
| $19M | 0.01% |
75,271
-123,044
| -62% | -$29.3M |
|
1619
CALL
Enterprise Products Partners
EPD
$81.7B
| $19M | 0.01% |
863,600
+557,280
| +182% | +$12.5M |
|
|
JHG
1620
DELISTED
Janus Henderson
JHG
| $19M | 0.01% |
452,176
+288,318
| +176% | +$12.7M |
|
|
GOOS
1621
Canada Goose Holdings
GOOS
$856M
| $19M | 0.01% |
511,674
+5,117
| +1% | +$209K |
|
1622
Tencent Music
TME
$15.6B
| $18.9M | 0.01% |
2,764,833
-1,415,745
| -34% | -$10.4M |
|
1623
Lincoln Electric
LECO
$15.4B
| $18.9M | 0.01% |
135,607
+2,828
| +2% | +$394K |
|
|
NS
1624
DELISTED
NuStar Energy L.P.
NS
| $18.9M | 0.01% |
1,187,177
-2,577
| -0.2% | -$40K |
|
|
LSI
1625
DELISTED
Life Storage, Inc.
LSI
| $18.9M | 0.01% |
123,065
-70,463
| -36% | -$9.41M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.