UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$763M
| $17.7M | 0.01% |
425,934
-20,952
| -5% | -$908K |
|
1602
PUT
Occidental Petroleum
OXY
$56B
| $17.7M | 0.01% |
597,434
+125,000
| +26% | +$3.34M |
|
1603
PUT
First Solar
FSLR
$26.2B
| $17.7M | 0.01% |
185,000
+30,000
| +19% | +$2.79M |
|
1604
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
| $17.6M | 0.01% |
405,944
-4,770
| -1% | -$208K |
|
1605
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
| $17.6M | 0.01% |
576,152
+15,897
| +3% | +$497K |
|
1606
PUT
Digital Realty Trust
DLR
$71.3B
| $17.5M | 0.01% |
121,400
+4,800
| +4% | +$753K |
|
1607
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.21B
| $17.5M | 0.01% |
1,187,370
-94,979
| -7% | -$1.46M |
|
|
GBAB
1608
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
| $17.5M | 0.01% |
715,713
+112,636
| +19% | +$2.78M |
|
1609
Annaly Capital Management
NLY
$17.1B
| $17.5M | 0.01% |
519,889
-168,211
| -24% | -$5.79M |
|
1610
Cheniere Energy
CQP
$32B
| $17.5M | 0.01% |
430,476
-14,937
| -3% | -$623K |
|
1611
PUT
EPAM Systems
EPAM
$4.86B
| $17.5M | 0.01% |
+30,600
| New | +$18M |
|
1612
CALL
Vipshop
VIPS
$7.4B
| $17.4M | 0.01% |
1,564,200
+1,558,200
| +25,970% | +$24.5M |
|
1613
Invesco Large Cap Growth ETF
PWB
$2.38B
| $17.4M | 0.01% |
234,569
+3,521
| +2% | +$270K |
|
|
PBCT
1614
DELISTED
People's United Financial Inc
PBCT
| $17.4M | 0.01% |
993,832
-149,480
| -13% | -$2.43M |
|
1615
Canadian Natural Resources
CNQ
$94.8B
| $17.3M | 0.01% |
968,625
+373,413
| +63% | +$6.15M |
|
1616
iShares Residential and Multisector Real Estate ETF
REZ
$873M
| $17.3M | 0.01% |
202,069
+2,829
| +1% | +$251K |
|
|
ZEN
1617
DELISTED
ZENDESK INC
ZEN
| $17.3M | 0.01% |
148,535
+10,495
| +8% | +$1.36M |
|
1618
CALL
Snap
SNAP
$8.83B
| $17.2M | 0.01% |
233,141
-106,934
| -31% | -$7.73M |
|
1619
CubeSmart
CUBE
$9.42B
| $17.2M | 0.01% |
355,117
+113,892
| +47% | +$5.75M |
|
1620
iShares California Muni Bond ETF
CMF
$4.61B
| $17.2M | 0.01% |
276,987
+26,726
| +11% | +$1.67M |
|
1621
Loews
L
$23.7B
| $17.2M | 0.01% |
318,827
-22,928
| -7% | -$1.25M |
|
1622
Lincoln Electric
LECO
$15.2B
| $17.1M | 0.01% |
132,779
+2,482
| +2% | +$338K |
|
1623
Invesco NASDAQ Internet ETF
PNQI
$541M
| $17.1M | 0.01% |
357,785
-39,530
| -10% | -$1.99M |
|
1624
Zions Bancorporation
ZION
$10.3B
| $17M | 0.01% |
274,922
+7,052
| +3% | +$387K |
|
1625
Newell Brands
NWL
$2.56B
| $17M | 0.01% |
767,694
+211,770
| +38% | +$5.41M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.