UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
American States Water
AWR
$3.46B
| $7.54M | ﹤0.01% |
92,188
-10,681
| -10% | -$916K |
|
1602
Westlake Chemical Partners
WLKP
$763M
| $7.54M | ﹤0.01% |
509,818
-141,403
| -22% | -$2.96M |
|
1603
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $7.53M | ﹤0.01% |
364,101
-75,834
| -17% | -$1.9M |
|
|
CVGW
1604
DELISTED
Calavo Growers
CVGW
| $7.52M | ﹤0.01% |
130,387
-52,675
| -29% | -$3.72M |
|
1605
ON Semiconductor
ON
$31.6B
| $7.52M | ﹤0.01% |
604,640
-245,643
| -29% | -$4.8M |
|
1606
CALL
Vanguard FTSE Emerging Markets ETF
VWO
$124B
| $7.49M | ﹤0.01% |
223,300
| – | – |
|
1607
Open Text
OTEX
$6.04B
| $7.48M | ﹤0.01% |
214,264
-45,771
| -18% | -$1.94M |
|
1608
Nuveen ESG US Aggregate Bond ETF
NUBD
$464M
| $7.47M | ﹤0.01% |
281,719
+94,422
| +50% | +$2.46M |
|
1609
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
| $7.45M | ﹤0.01% |
321,285
-758,771
| -70% | -$25.6M |
|
1610
Qualys
QLYS
$6.35B
| $7.45M | ﹤0.01% |
85,621
-1,584
| -2% | -$133K |
|
1611
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
| $7.45M | ﹤0.01% |
634,868
+222,011
| +54% | +$3.67M |
|
1612
Honda
HMC
$41.3B
| $7.45M | ﹤0.01% |
331,548
-15,088
| -4% | -$386K |
|
1613
Natural Resource Partners
NRP
$1.42B
| $7.44M | ﹤0.01% |
609,569
-16,285
| -3% | -$273K |
|
1614
VanEck Long Muni ETF
MLN
$683M
| $7.43M | ﹤0.01% |
363,837
+39,635
| +12% | +$829K |
|
1615
Canadian Natural Resources
CNQ
$93.8B
| $7.4M | ﹤0.01% |
1,115,163
-315,217
| -22% | -$3.76M |
|
1616
Delek US
DK
$3.58B
| $7.4M | ﹤0.01% |
469,282
+174,742
| +59% | +$4.14M |
|
1617
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
| $7.39M | ﹤0.01% |
248,167
+33,923
| +16% | +$1.45M |
|
|
DOCU
1618
PUT
DocuSign
DOCU
$11.5B
| $7.39M | ﹤0.01% |
80,000
-180,000
| -69% | -$14.5M |
|
|
MANT
1619
DELISTED
Mantech International Corp
MANT
| $7.39M | ﹤0.01% |
101,685
-33,791
| -25% | -$2.64M |
|
1620
VanEck Short High Yield Muni ETF
SHYD
$453M
| $7.35M | ﹤0.01% |
326,511
+19,261
| +6% | +$471K |
|
1621
Nice
NICE
$5.97B
| $7.34M | ﹤0.01% |
51,163
-10,485
| -17% | -$1.69M |
|
|
ETV
1622
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
| $7.34M | ﹤0.01% |
608,231
+188,044
| +45% | +$2.62M |
|
|
RJET
1623
Republic Airways Holdings
RJET
$1B
| $7.33M | ﹤0.01% |
148,557
-873
| -0.6% | -$89.3K |
|
|
HR
1624
DELISTED
Healthcare Realty Trust Incorporated
HR
| $7.31M | ﹤0.01% |
261,780
-203,150
| -44% | -$6.9M |
|
1625
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $7.3M | ﹤0.01% |
630,653
-102,509
| -14% | -$1.53M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.