UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FRC
1601
DELISTED
First Republic Bank
FRC
| $15M | 0.01% |
127,509
-115,970
| -48% | -$12.5M |
|
1602
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
| $15M | 0.01% |
788,356
+55,739
| +8% | +$1.02M |
|
1603
First Trust Europe AlphaDEX Fund
FEP
$530M
| $15M | 0.01% |
397,735
-33,104
| -8% | -$1.19M |
|
1604
PUT
Medifast
MED
$145M
| $14.9M | 0.01% |
+136,400
| New | +$13.2M |
|
1605
Ingredion
INGR
$6.6B
| $14.9M | 0.01% |
160,378
+18,324
| +13% | +$1.54M |
|
1606
iShares US Financial Services ETF
IYG
$2.21B
| $14.9M | 0.01% |
294,564
-156
| -0.1% | -$7.49K |
|
1607
HEICO Corp Class A
HEI.A
$37.2B
| $14.9M | 0.01% |
165,869
-143,711
| -46% | -$13.7M |
|
1608
Gaming and Leisure Properties
GLPI
$12.6B
| $14.8M | 0.01% |
344,597
+109,711
| +47% | +$4.5M |
|
|
FSD
1609
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $14.8M | 0.01% |
939,714
-3,375
| -0.4% | -$51.9K |
|
1610
Factset
FDS
$9.76B
| $14.7M | 0.01% |
54,939
+19,590
| +55% | +$5.03M |
|
1611
Vipshop
VIPS
$7.49B
| $14.7M | 0.01% |
1,035,214
-883,869
| -46% | -$10.5M |
|
1612
LKQ Corp
LKQ
$6.2B
| $14.7M | 0.01% |
410,794
+124,221
| +43% | +$4.22M |
|
|
EVA
1613
DELISTED
Enviva Inc.
EVA
| $14.6M | 0.01% |
391,737
-6,552
| -2% | -$223K |
|
1614
State Street SPDR S&P China ETF
GXC
$478M
| $14.6M | 0.01% |
142,370
+4,246
| +3% | +$408K |
|
1615
DXC Technology
DXC
$1.76B
| $14.6M | 0.01% |
388,461
+143,097
| +58% | +$4.67M |
|
1616
MSC Industrial Direct
MSM
$7.08B
| $14.6M | 0.01% |
186,025
+49,749
| +37% | +$3.67M |
|
|
ARDC
1617
Are Dynamic Credit Allocation Fund
ARDC
$301M
| $14.6M | 0.01% |
949,259
-12,428
| -1% | -$184K |
|
|
LK
1618
CALL
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
| $14.6M | 0.01% |
369,900
+81,800
| +28% | +$2.07M |
|
1619
Infosys
INFY
$51B
| $14.6M | 0.01% |
1,410,068
-1,349,541
| -49% | -$13.6M |
|
1620
Nomad Foods
NOMD
$1.66B
| $14.5M | 0.01% |
649,871
-14,091
| -2% | -$287K |
|
1621
PUT
RTX Corp
RTX
$294B
| $14.5M | 0.01% |
154,133
+5,561
| +4% | +$504K |
|
|
IFLN
1622
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
| $14.5M | 0.01% |
753,511
+105,780
| +16% | +$2.02M |
|
1623
Invesco S&P Global Water Index ETF
CGW
$1.07B
| $14.5M | 0.01% |
352,569
+39,102
| +12% | +$1.55M |
|
1624
Park Hotels & Resorts
PK
$3.02B
| $14.5M | 0.01% |
560,228
-5,085
| -0.9% | -$121K |
|
1625
Vanguard Materials ETF
VAW
$3.06B
| $14.4M | 0.01% |
107,509
-10,122
| -9% | -$1.3M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.