UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Amplify Mobile Payments ETF
IPAY
$186M
| $12.3M | ﹤0.01% |
263,100
-5,807
| -2% | -$279K |
|
1602
Agnico Eagle Mines
AEM
$76.3B
| $12.2M | ﹤0.01% |
228,213
+20,592
| +10% | +$1.17M |
|
|
NBL
1603
CALL
DELISTED
Noble Energy, Inc.
NBL
| $12.2M | ﹤0.01% |
544,600
+52,400
| +11% | +$1.17M |
|
1604
AES
AES
$10.5B
| $12.2M | ﹤0.01% |
748,483
-243,686
| -25% | -$3.92M |
|
1605
Delek US
DK
$4.06B
| $12.2M | ﹤0.01% |
336,643
-26,643
| -7% | -$981K |
|
1606
CALL
MetLife
MET
$61.9B
| $12.2M | ﹤0.01% |
259,000
+48,000
| +23% | +$2.29M |
|
1607
Lincoln Electric
LECO
$15.1B
| $12.2M | ﹤0.01% |
140,575
-18,533
| -12% | -$1.56M |
|
1608
Dolby
DLB
$5.73B
| $12.2M | ﹤0.01% |
188,604
+12,238
| +7% | +$770K |
|
|
SAVE
1609
DELISTED
Spirit Airlines, Inc.
SAVE
| $12.2M | ﹤0.01% |
335,472
-38,589
| -10% | -$1.62M |
|
1610
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.18B
| $12.2M | ﹤0.01% |
779,108
-90,496
| -10% | -$1.44M |
|
1611
CALL
NetEase
NTES
$83.6B
| $12.2M | ﹤0.01% |
+228,250
| New | +$11.6M |
|
|
ETB
1612
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
| $12.1M | ﹤0.01% |
772,628
+34,345
| +5% | +$537K |
|
1613
CALL
Chevron
CVX
$379B
| $12.1M | ﹤0.01% |
101,900
-29,700
| -23% | -$3.61M |
|
1614
Invesco Aerospace & Defense ETF
PPA
$8.69B
| $12.1M | ﹤0.01% |
178,513
-47,625
| -21% | -$3.17M |
|
1615
C.H. Robinson
CHRW
$18.1B
| $12M | ﹤0.01% |
142,110
+3,424
| +2% | +$288K |
|
1616
State Street SPDR S&P Insurance ETF
KIE
$641M
| $12M | ﹤0.01% |
341,428
+4,351
| +1% | +$150K |
|
1617
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
| $12M | ﹤0.01% |
428,325
+376,355
| +724% | +$10.3M |
|
1618
Invesco S&P Global Water Index ETF
CGW
$1.07B
| $12M | ﹤0.01% |
313,467
-20,036
| -6% | -$748K |
|
1619
Liberty Global Class C
LBTYK
$3.6B
| $12M | ﹤0.01% |
503,091
+65,118
| +15% | +$1.7M |
|
1620
PUT
Estee Lauder
EL
$31.5B
| $12M | ﹤0.01% |
60,100
-100
| -0.2% | -$19.1K |
|
1621
Goodyear
GT
$2.07B
| $12M | ﹤0.01% |
829,848
-513,684
| -38% | -$6.84M |
|
1622
Main Street Capital
MAIN
$5.31B
| $12M | ﹤0.01% |
276,624
+30,728
| +12% | +$1.31M |
|
1623
iShares Emerging Markets Equity Factor ETF
EMGF
$1.88B
| $12M | ﹤0.01% |
292,336
+18,342
| +7% | +$753K |
|
1624
Warner Bros
WBD
$64.7B
| $11.9M | ﹤0.01% |
448,721
+173,490
| +63% | +$5.04M |
|
|
MCRN
1625
DELISTED
Milacron Holdings Corp.
MCRN
| $11.9M | ﹤0.01% |
715,575
+700,870
| +4,766% | +$11.3M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,061 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.