UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AMID
1601
DELISTED
American Midstream Partners, LP
AMID
| $10.1M | ﹤0.01% |
738,869
+92,904
| +14% | +$1.25M |
|
1602
PUT
Flowserve
FLS
$9.63B
| $10.1M | ﹤0.01% |
+236,736
| New | +$9.96M |
|
|
ETB
1603
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
| $10.1M | ﹤0.01% |
600,951
+2,058
| +0.3% | +$34K |
|
|
BSCJ
1604
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $10.1M | ﹤0.01% |
473,250
-97,467
| -17% | -$2.07M |
|
|
HI
1605
DELISTED
Hillenbrand
HI
| $10M | ﹤0.01% |
257,788
+44,632
| +21% | +$1.62M |
|
1606
Everest Group
EG
$14.9B
| $9.99M | ﹤0.01% |
43,738
+10,199
| +30% | +$2.57M |
|
1607
Franklin Resources
BEN
$17.2B
| $9.98M | ﹤0.01% |
224,185
+76,292
| +52% | +$3.34M |
|
|
MNDT
1608
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $9.98M | ﹤0.01% |
595,054
-240,654
| -29% | -$3.7M |
|
1609
East-West Bancorp
EWBC
$17.9B
| $9.97M | ﹤0.01% |
166,863
+72,124
| +76% | +$4.1M |
|
1610
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.02B
| $9.97M | ﹤0.01% |
480,025
+288,830
| +151% | +$5.91M |
|
1611
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
| $9.97M | ﹤0.01% |
73,100
+13,475
| +23% | +$1.85M |
|
1612
Thor Industries
THO
$3.95B
| $9.96M | ﹤0.01% |
79,068
-20,477
| -21% | -$2.21M |
|
|
FAX
1613
abrdn Asia-Pacific Income Fund
FAX
$597M
| $9.94M | ﹤0.01% |
321,153
+6,906
| +2% | +$213K |
|
1614
First Trust Energy AlphaDEX Fund
FXN
$382M
| $9.94M | ﹤0.01% |
692,828
-117,188
| -14% | -$1.56M |
|
|
IBMJ
1615
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
| $9.9M | ﹤0.01% |
382,551
+73,904
| +24% | +$1.92M |
|
1616
Gabelli Dividend & Income Trust
GDV
$2.6B
| $9.89M | ﹤0.01% |
441,801
+4,071
| +0.9% | +$89.3K |
|
1617
Loews
L
$23.9B
| $9.88M | ﹤0.01% |
206,456
+28,419
| +16% | +$1.35M |
|
1618
CALL
T-Mobile US
TMUS
$186B
| $9.87M | ﹤0.01% |
160,000
+54,800
| +52% | +$3.44M |
|
1619
CALL
Rio Tinto
RIO
$158B
| $9.87M | ﹤0.01% |
209,050
-11,850
| -5% | -$551K |
|
|
NBH
1620
Neuberger Municipal Fund Inc
NBH
$306M
| $9.86M | ﹤0.01% |
641,694
+9,777
| +2% | +$152K |
|
1621
Post Holdings
POST
$4.21B
| $9.85M | ﹤0.01% |
170,488
-8,528
| -5% | -$467K |
|
1622
Fidus Investment
FDUS
$755M
| $9.83M | ﹤0.01% |
611,207
+15,641
| +3% | +$257K |
|
|
DBL
1623
DoubleLine Opportunistic Credit Fund
DBL
$278M
| $9.82M | ﹤0.01% |
408,388
+5,801
| +1% | +$143K |
|
|
P
1624
PUT
DELISTED
Pandora Media Inc
P
| $9.8M | ﹤0.01% |
1,272,500
| – | – |
|
1625
A.O. Smith
AOS
$8.24B
| $9.79M | ﹤0.01% |
164,782
+13,256
| +9% | +$743K |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.