UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Vanguard ESG International Stock ETF
VSGX
$6.74B
| $17.7M | 0.01% |
350,344
-24,307
| -6% | -$1.28M |
|
1577
PUT
Oracle
ORCL
$423B
| $17.7M | 0.01% |
166,700
-82,000
| -33% | -$9.49M |
|
1578
The Mosaic Company
MOS
$7.33B
| $17.6M | 0.01% |
494,180
-71,825
| -13% | -$2.76M |
|
1579
PUT
Yum! Brands
YUM
$41.1B
| $17.6M | 0.01% |
140,700
+39,600
| +39% | +$5.21M |
|
1580
Alaska Air
ALK
$5.58B
| $17.6M | 0.01% |
473,363
+174,938
| +59% | +$7.92M |
|
1581
PUT
Louisiana-Pacific
LPX
$5.49B
| $17.5M | 0.01% |
316,000
+195,000
| +161% | +$12.8M |
|
1582
CALL
Ulta Beauty
ULTA
$24.3B
| $17.4M | 0.01% |
43,600
+7,500
| +21% | +$3.28M |
|
1583
Tidewater
TDW
$4.12B
| $17.4M | 0.01% |
244,787
+142,336
| +139% | +$8.99M |
|
1584
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $17.4M | 0.01% |
328,112
-6,034
| -2% | -$332K |
|
1585
Ball Corp
BALL
$16.8B
| $17.4M | 0.01% |
349,084
+81,906
| +31% | +$4.47M |
|
|
NVRO
1586
DELISTED
NEVRO CORP.
NVRO
| $17.4M | 0.01% |
903,272
+898,629
| +19,354% | +$19.2M |
|
1587
iShares Global Infrastructure ETF
IGF
$10.8B
| $17.3M | 0.01% |
400,098
-5,464
| -1% | -$251K |
|
1588
JB Hunt Transport Services
JBHT
$25.2B
| $17.3M | 0.01% |
91,515
-74,563
| -45% | -$14.3M |
|
1589
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $17.2M | 0.01% |
223,892
-7,111
| -3% | -$567K |
|
1590
Bain Capital Specialty
BCSF
$850M
| $17.2M | 0.01% |
1,124,965
-65,154
| -5% | -$986K |
|
1591
CALL
Western Digital
WDC
$150B
| $17.2M | 0.01% |
498,903
+213,267
| +75% | +$6.73M |
|
|
AXON
1592
Axon Enterprise
AXON
$46.4B
| $17.2M | 0.01% |
86,431
-87,633
| -50% | -$17.2M |
|
1593
MarketAxess Holdings
MKTX
$5.72B
| $17.2M | 0.01% |
80,413
-6,269
| -7% | -$1.52M |
|
1594
PUT
Devon Energy
DVN
$47.3B
| $17.2M | 0.01% |
360,000
+68,000
| +23% | +$3.42M |
|
|
TBLD
1595
Thornburg Income Builder Opportunities Trust
TBLD
$716M
| $17.1M | 0.01% |
1,174,229
+172,030
| +17% | +$2.61M |
|
1596
Lincoln National
LNC
$8.81B
| $17.1M | 0.01% |
694,202
-214,458
| -24% | -$5.61M |
|
1597
Ferguson
FERG
$49.8B
| $17.1M | 0.01% |
104,195
+66,197
| +174% | +$10.5M |
|
1598
Curtiss-Wright
CW
$25.5B
| $17.1M | 0.01% |
87,279
-7,627
| -8% | -$1.51M |
|
1599
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $17M | 0.01% |
489,552
-23,769
| -5% | -$877K |
|
1600
PUT
LyondellBasell Industries
LYB
$19.2B
| $17M | 0.01% |
180,000
| – | – |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.