UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$1.06B |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$590M |
| 3 |
Invesco QQQ Trust
QQQ
|
+$368M |
| 4 |
PLAN
Anaplan, Inc.
PLAN
|
+$264M |
| 5 |
UBS Group
UBS
|
+$223M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$717M |
| 2 |
Microsoft
MSFT
|
+$677M |
| 3 |
Apple
AAPL
|
+$653M |
| 4 |
Amazon
AMZN
|
+$641M |
| 5 |
Meta Platforms (Facebook)
META
|
+$351M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.23% |
| 2 | Financials | 6.63% |
| 3 | Healthcare | 5.96% |
| 4 | Consumer Discretionary | 5.78% |
| 5 | Industrials | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
CALL
American Electric Power
AEP
$68.4B
| $20.2M | 0.01% |
226,600
+153,099
| +208% | +$12.9M |
|
1577
CALL
Intercontinental Exchange
ICE
$84.4B
| $20.1M | 0.01% |
147,000
+100,914
| +219% | +$13.4M |
|
1578
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
| $20.1M | 0.01% |
1,027,962
+26,871
| +3% | +$510K |
|
1579
iShares US Telecommunications ETF
IYZ
$1.26B
| $20.1M | 0.01% |
609,955
+470,432
| +337% | +$15.1M |
|
1580
CALL
Newmont
NEM
$119B
| $20.1M | 0.01% |
323,600
+312,088
| +2,711% | +$17.7M |
|
1581
iShares Global Energy ETF
IXC
$2.76B
| $20.1M | 0.01% |
729,135
-14,868
| -2% | -$422K |
|
1582
CALL
Peloton Interactive
PTON
$2.46B
| $20M | 0.01% |
560,600
+552,500
| +6,821% | +$33.7M |
|
1583
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
| $20M | 0.01% |
563,696
+123,016
| +28% | +$4.19M |
|
1584
Invesco KBW Bank ETF
KBWB
$6.87B
| $20M | 0.01% |
294,809
-2,243
| -0.8% | -$157K |
|
1585
PUT
Albemarle
ALB
$15.5B
| $19.9M | 0.01% |
85,300
| – | – |
|
1586
CALL
Air Products & Chemicals
APD
$67.6B
| $19.9M | 0.01% |
65,500
+24,913
| +61% | +$7.31M |
|
1587
Invesco Ultra Short Duration ETF
GSY
$3.9B
| $19.9M | 0.01% |
395,960
-34,669
| -8% | -$1.75M |
|
1588
iShares MSCI Kokusai Fund
TOK
$257M
| $19.9M | 0.01% |
195,795
| – | – |
|
1589
CALL
Best Buy
BBY
$17.3B
| $19.9M | 0.01% |
195,900
-90,900
| -32% | -$10.3M |
|
1590
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
| $19.9M | 0.01% |
1,314,691
+127,321
| +11% | +$1.89M |
|
1591
A.O. Smith
AOS
$8.7B
| $19.9M | 0.01% |
231,225
-40,545
| -15% | -$3.09M |
|
1592
CALL
iShares MSCI Japan ETF
EWJ
$23B
| $19.8M | 0.01% |
295,700
-8,041,800
| -96% | -$550M |
|
1593
BlackRock Credit Allocation Income Trust
BTZ
$956M
| $19.8M | 0.01% |
1,313,744
+3,764
| +0.3% | +$56.9K |
|
1594
iShares Global Healthcare ETF
IXJ
$4.18B
| $19.7M | 0.01% |
218,560
-1,581
| -0.7% | -$137K |
|
1595
CALL
Snowflake
SNOW
$115B
| $19.7M | 0.01% |
58,200
-605,000
| -91% | -$211M |
|
|
CHI
1596
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
| $19.7M | 0.01% |
1,303,522
-183,380
| -12% | -$2.84M |
|
1597
First Trust Energy AlphaDEX Fund
FXN
$368M
| $19.7M | 0.01% |
1,650,505
+211,830
| +15% | +$2.62M |
|
1598
SAP
SAP
$238B
| $19.7M | 0.01% |
140,380
+68,443
| +95% | +$9.56M |
|
|
BSJM
1599
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
| $19.6M | 0.01% |
843,224
-154,053
| -15% | -$3.57M |
|
1600
PUT
Ulta Beauty
ULTA
$24.3B
| $19.6M | 0.01% |
47,500
+23,400
| +97% | +$9.09M |
|
Similar funds
UBS Group's Q4 2021 Portfolio in Review
As of Q4 2021, UBS Group held 11,479 positions worth $349B, up 9.9% from $318B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2021 filing shows 1,739 new, 5,110 increased, 3,129 reduced and 997 closed positions. Its largest new stake was Hertz: 1,027,564 shares worth $25.7M. The largest sale was iShares Russell 2000 ETF, an estimated $717M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2021 buy was Hertz: 1,027,564 shares worth $25.7M.
- UBS Group added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $1.06B increase.
- UBS Group's biggest Q4 2021 reduction was iShares Russell 2000 ETF, cutting an estimated $717M.
- UBS Group fully exited Kansas City Southern in Q4 2021, selling an estimated $81.9M.
- UBS Group's ten largest holdings make up 14% of its $349B portfolio in Q4 2021.
- UBS Group opened 1,739 new positions and closed 997 in Q4 2021.
- UBS Group's portfolio value rose 9.9% quarter-over-quarter to $349B.
Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.