UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
ZTO Express
ZTO
$17.9B
| $18.2M | 0.01% |
593,598
-664,250
| -53% | -$19.1M |
|
1577
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $18.1M | 0.01% |
321,865
+12,239
| +4% | +$695K |
|
|
DISCK
1578
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
| $18.1M | 0.01% |
747,106
-188,106
| -20% | -$5.03M |
|
1579
PUT
Las Vegas Sands
LVS
$29.3B
| $18.1M | 0.01% |
494,500
-42,200
| -8% | -$1.81M |
|
1580
iShares MSCI Germany ETF
EWG
$1.63B
| $18.1M | 0.01% |
548,987
+24,162
| +5% | +$835K |
|
|
GOOS
1581
Canada Goose Holdings
GOOS
$866M
| $18.1M | 0.01% |
506,557
+11,717
| +2% | +$467K |
|
1582
Fastly Inc
FSLY
$3.69B
| $18.1M | 0.01% |
446,408
+75,162
| +20% | +$3.47M |
|
1583
Vistra
VST
$46.8B
| $18M | 0.01% |
1,054,162
+277,740
| +36% | +$5.13M |
|
1584
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
| $18M | 0.01% |
1,001,091
+100,944
| +11% | +$1.85M |
|
|
HTD
1585
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$895M
| $18M | 0.01% |
786,753
+5,853
| +0.7% | +$145K |
|
1586
CALL
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $18M | 0.01% |
135,000
-2,969,200
| -96% | -$401M |
|
1587
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
| $17.9M | 0.01% |
711,570
-106,395
| -13% | -$2.8M |
|
1588
AES
AES
$10.5B
| $17.9M | 0.01% |
785,640
+292,870
| +59% | +$7.12M |
|
1589
CALL
Invesco Mortgage Capital
IVR
$809M
| $17.9M | 0.01% |
568,360
+183,930
| +48% | +$5.97M |
|
1590
iShares Russell Top 200 Value ETF
IWX
$4.06B
| $17.9M | 0.01% |
272,701
+884
| +0.3% | +$59.4K |
|
1591
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
| $17.9M | 0.01% |
498,633
+135,844
| +37% | +$4.66M |
|
|
AXON
1592
Axon Enterprise
AXON
$44.1B
| $17.9M | 0.01% |
102,009
-29,234
| -22% | -$5.31M |
|
1593
PUT
Capital One
COF
$134B
| $17.8M | 0.01% |
110,000
+25,000
| +29% | +$4.08M |
|
|
TMX
1594
DELISTED
Terminix Global Holdings, Inc.
TMX
| $17.8M | 0.01% |
427,529
+91,250
| +27% | +$4.2M |
|
1595
BlackRock Science and Technology Trust
BST
$1.69B
| $17.8M | 0.01% |
341,265
+70,245
| +26% | +$3.8M |
|
1596
Digital Turbine
APPS
$1.74B
| $17.8M | 0.01% |
258,538
+129,583
| +100% | +$8.04M |
|
1597
SEI Investments
SEIC
$12.6B
| $17.8M | 0.01% |
299,731
+17,333
| +6% | +$1.06M |
|
1598
PUT
Alcon
ALC
$34.8B
| $17.8M | 0.01% |
220,848
+126,290
| +134% | +$9.72M |
|
|
PDCE
1599
DELISTED
PDC Energy, Inc.
PDCE
| $17.7M | 0.01% |
374,476
+125,053
| +50% | +$5.21M |
|
1600
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
| $17.7M | 0.01% |
1,173,936
+68,083
| +6% | +$1.07M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.