UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$475M |
| 2 |
Vanguard Real Estate ETF
VNQ
|
+$349M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$346M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$261M |
| 5 |
WORK
Slack Technologies, Inc.
WORK
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$1.91B |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.28B |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$1.17B |
| 4 |
iShares MSCI EAFE ETF
EFA
|
+$1.11B |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$968M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.93% |
| 2 | Financials | 6.61% |
| 3 | Consumer Discretionary | 6.23% |
| 4 | Healthcare | 5.77% |
| 5 | Communication Services | 4.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Raymond James Financial
RJF
$34B
| $14.3M | ﹤0.01% |
224,843
+83,355
| +59% | +$4.77M |
|
1577
CALL
Ford
F
$55.7B
| $14.3M | ﹤0.01% |
1,628,382
-841,318
| -34% | -$7.04M |
|
|
ICPT
1578
CALL
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
| $14.3M | ﹤0.01% |
579,120
| – | – |
|
1579
LGI Homes
LGIH
$1.4B
| $14.3M | ﹤0.01% |
135,128
-41,878
| -24% | -$4.77M |
|
1580
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
| $14.3M | ﹤0.01% |
209,982
+8,319
| +4% | +$529K |
|
1581
Sun Life Financial
SLF
$45.4B
| $14.3M | ﹤0.01% |
321,550
+88,040
| +38% | +$3.81M |
|
1582
Li Auto
LI
$12.7B
| $14.3M | ﹤0.01% |
495,411
-1,267,934
| -72% | -$34.8M |
|
1583
Royal Gold
RGLD
$19.5B
| $14.3M | ﹤0.01% |
134,254
+2,989
| +2% | +$345K |
|
1584
Gartner
IT
$11.7B
| $14.2M | ﹤0.01% |
88,881
+30,896
| +53% | +$4.45M |
|
1585
Brookfield Infrastructure Partners
BIP
$18B
| $14.2M | ﹤0.01% |
431,414
+251,343
| +140% | +$8.18M |
|
1586
CALL
Lockheed Martin
LMT
$136B
| $14.2M | ﹤0.01% |
40,000
-29,100
| -42% | -$10.7M |
|
1587
PUT
Ollie's Bargain Outlet
OLLI
$4.94B
| $14.2M | ﹤0.01% |
173,600
+163,600
| +1,636% | +$14.3M |
|
1588
JetBlue
JBLU
$2.29B
| $14.2M | ﹤0.01% |
975,427
+127,813
| +15% | +$1.75M |
|
1589
PUT
HP
HPQ
$27.5B
| $14.1M | ﹤0.01% |
575,000
+100,000
| +21% | +$2.1M |
|
1590
Iron Mountain
IRM
$36.1B
| $14.1M | ﹤0.01% |
477,312
-19,366
| -4% | -$537K |
|
1591
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $14.1M | ﹤0.01% |
366,502
+88,336
| +32% | +$3.06M |
|
1592
FlexShares Quality Dividend Index Fund
QDF
$2.28B
| $14M | ﹤0.01% |
283,214
-11,117
| -4% | -$524K |
|
1593
PUT
Zscaler
ZS
$27.3B
| $13.9M | ﹤0.01% |
69,800
+51,200
| +275% | +$8.14M |
|
1594
Lufax Holding
LU
$1.3B
| $13.9M | ﹤0.01% |
+244,706
| New | +$14.6M |
|
1595
WisdomTree US SmallCap Earnings Fund
EES
$731M
| $13.9M | ﹤0.01% |
356,912
-19,627
| -5% | -$688K |
|
|
CTRA
1596
DELISTED
Coterra Energy
CTRA
| $13.9M | ﹤0.01% |
853,026
+239,626
| +39% | +$4.21M |
|
|
RSX
1597
PUT
DELISTED
VanEck Russia ETF
RSX
| $13.9M | ﹤0.01% |
575,000
+300,000
| +109% | +$6.74M |
|
1598
Bank of Montreal
BMO
$127B
| $13.9M | ﹤0.01% |
182,417
-31,620
| -15% | -$2.16M |
|
1599
Snap-on
SNA
$21.5B
| $13.9M | ﹤0.01% |
81,022
-8,195
| -9% | -$1.37M |
|
1600
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $13.8M | ﹤0.01% |
370,662
-126,210
| -25% | -$4.23M |
|
Similar funds
UBS Group's Q4 2020 Portfolio in Review
As of Q4 2020, UBS Group held 9,236 positions worth $296B, up 11% from $265B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q4 2020 filing shows 1,125 new, 3,976 increased, 2,989 reduced and 738 closed positions. Its largest new stake was Vontier: 502,899 shares worth $16.8M. The largest sale was iShares Core MSCI EAFE ETF, an estimated $1.91B.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
- UBS Group's largest Q4 2020 buy was Vontier: 502,899 shares worth $16.8M.
- UBS Group added most to UBS Group in Q4 2020, an estimated $475M increase.
- UBS Group's biggest Q4 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $1.91B.
- UBS Group fully exited Delphi Technologies PLC Ordinary Shares in Q4 2020, selling an estimated $96.7M.
- UBS Group's ten largest holdings make up 14% of its $296B portfolio in Q4 2020.
- UBS Group opened 1,125 new positions and closed 738 in Q4 2020.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $296B.
Based on UBS Group's 13F filing for Q4 2020, filed 11 Feb 2021.