UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
PUT
Simon Property Group
SPG
$72.3B
| $11.1M | ﹤0.01% |
171,100
+137,100
| +403% | +$8.99M |
|
1577
Cheniere Energy
LNG
$52.9B
| $11M | ﹤0.01% |
238,380
-35,247
| -13% | -$1.79M |
|
1578
Incyte
INCY
$24.4B
| $11M | ﹤0.01% |
122,504
-71,098
| -37% | -$6.86M |
|
1579
Lamb Weston
LW
$7.19B
| $11M | ﹤0.01% |
165,552
+65,041
| +65% | +$4.17M |
|
1580
iShares Morningstar Value ETF
ILCV
$1.35B
| $11M | ﹤0.01% |
221,632
+17,354
| +8% | +$868K |
|
1581
PUT
Lam Research
LRCX
$390B
| $10.9M | ﹤0.01% |
+330,000
| New | +$11.4M |
|
|
GBAB
1582
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
| $10.9M | ﹤0.01% |
464,252
+28,781
| +7% | +$687K |
|
|
PE
1583
DELISTED
PARSLEY ENERGY INC
PE
| $10.9M | ﹤0.01% |
1,168,146
-141,195
| -11% | -$1.51M |
|
1584
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
| $10.9M | ﹤0.01% |
1,059,292
+59,826
| +6% | +$653K |
|
1585
IQ MacKay Municipal Insured ETF
MMIN
$468M
| $10.9M | ﹤0.01% |
399,034
+215,521
| +117% | +$5.88M |
|
1586
CALL
Red Rock Resorts
RRR
$3.62B
| $10.8M | ﹤0.01% |
+634,300
| New | +$9.23M |
|
1587
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
| $10.8M | ﹤0.01% |
222,403
+63,433
| +40% | +$3.08M |
|
1588
AutoNation
AN
$6.92B
| $10.8M | ﹤0.01% |
203,823
+185,336
| +1,003% | +$9.66M |
|
1589
Martin Marietta Materials
MLM
$33B
| $10.8M | ﹤0.01% |
45,826
-2,552
| -5% | -$552K |
|
1590
CALL
Align Technology
ALGN
$12.3B
| $10.8M | ﹤0.01% |
32,900
+26,400
| +406% | +$8.06M |
|
1591
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $10.8M | ﹤0.01% |
64,647
-30,446
| -32% | -$5.12M |
|
1592
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
| $10.8M | ﹤0.01% |
120,068
+1,987
| +2% | +$177K |
|
1593
Invesco Municipal Opportunity Trust
VMO
$663M
| $10.8M | ﹤0.01% |
880,379
+206,356
| +31% | +$2.54M |
|
1594
NetApp
NTAP
$37.2B
| $10.7M | ﹤0.01% |
245,004
+17,794
| +8% | +$776K |
|
|
HOUS
1595
DELISTED
Anywhere Real Estate
HOUS
| $10.7M | ﹤0.01% |
1,135,724
+329,652
| +41% | +$3.17M |
|
1596
Open Text
OTEX
$6.04B
| $10.7M | ﹤0.01% |
253,722
-29,197
| -10% | -$1.28M |
|
1597
PUT
Annaly Capital Management
NLY
$17.4B
| $10.7M | ﹤0.01% |
375,000
+50,000
| +15% | +$1.45M |
|
1598
First Industrial Realty Trust
FR
$8.44B
| $10.7M | ﹤0.01% |
267,914
+125,576
| +88% | +$5.18M |
|
1599
iShares Global Energy ETF
IXC
$2.76B
| $10.7M | ﹤0.01% |
649,712
+28,984
| +5% | +$547K |
|
|
CTRA
1600
DELISTED
Coterra Energy
CTRA
| $10.6M | ﹤0.01% |
613,400
-112,315
| -15% | -$2.1M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.